ALTERITY THERAPEUTICS LTD - SPONSORED ADR (ATHE)

CUSIP: 02155X106

Q3 2021 13F Holders as of 30 Sep 2021

Share change
-351,941
SEC-reported price per share
$1.24
Number of holders
11
Value change
-$455,088
Number of buys
4
Number of sells
6

Security key

02155X106

Report period

Q3 2021

Institutions

11

Top holders

10

Ownership snapshot

Top reported holders of ATHE - ALTERITY THERAPEUTICS LTD - SPONSORED ADR (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/10
Latest evidence
30 Jun 2021
13F Highest disclosed value: $817,000 10 rows are not safely comparable across share classes. Showing 1-6 of 10 holder rows.

Quick read

MORGAN STANLEY has the largest disclosed position value at $817K.

0 of 10 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens MORGAN STANLEY's linked filing trail.
Disclosed position value Top 5
MORGAN STANLEY $817K
RENAISSANCE TECHNOLOGIES LLC $309K
CITADEL ADVISORS LLC $49K
MILLENNIUM MANAGEMENT LLC $48K
HRT FINANCIAL LP $36K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 10 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$817,000
628,261 shares
— 30 Jun 2021
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
—
denominator unverified
$309,000
237,903 shares
— 30 Jun 2021
CITADEL ADVISORS LLC
13F
Company
13F
—
denominator unverified
$49,000
37,980 shares
— 30 Jun 2021
MILLENNIUM MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$48,000
36,937 shares
— 30 Jun 2021
HRT FINANCIAL LP
13F
Company
13F
—
denominator unverified
$36,000
27,992 shares
— 30 Jun 2021
GEODE CAPITAL MANAGEMENT, LLC
13F
Company
13F
—
denominator unverified
$15,000
12,128 shares
— 30 Jun 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
11
Shares
637,598
Rows available
11
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders
10
Q3 2021 holders
11
Holder diff
1
Investor Q2 2021 Shares Q3 2021 Shares Share Diff Share Chg % Q2 2021 value Q3 2021 value Value change Value Chg %
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