Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2021 to Q4 2025

Type / Class
Equity / Beneficial Interest
Symbol
FRTY
Shares outstanding
5,480,577
Price per share
$21.61
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
4,711,916
Total reported value
$100,828,918
% of total 13F portfolios
0%
Share change
+584,154
Value change
+$11,988,429
Number of holders
37
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
ALGER ASSOCIATES INC 0.1% -102% $132,979 -$5,660,868 6,541 -98% Alger Associates, Inc. 30 Nov 2025

As of 31 Dec 2025, 37 institutional investors reported holding 4,711,916 shares of Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY). This represents 86% of the company’s total 5,480,577 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY) together control 85% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 25% 1,343,240 +4.4% 0.04% $29,954,255
UBS Group AG 22% 1,184,528 +61% 0% $24,939,053
LPL Financial LLC 9.3% 507,945 +186% 0% $10,694,265
RAYMOND JAMES FINANCIAL INC 6% 328,048 +33% 0% $6,906,723
Brookwood Investment Group LLC 5.2% 285,366 +0.86% 0.72% $6,008,096
COMMONWEALTH EQUITY SERVICES, LLC 2.4% 130,096 +3.6% 0% $2,739,040
Castle Rock Wealth Management, LLC 2.2% 123,146 +2.7% 0.55% $2,542,965
FLAGSHIP HARBOR ADVISORS, LLC 1.6% 85,356 +2.5% 0.08% $1,797,088
CREATIVE FINANCIAL DESIGNS INC /ADV 1.3% 71,275 -2.1% 0.09% $1,500,630
Sargent Investment Group, LLC 1.3% 68,853 -11% 0.18% $1,449,631
Keystone Financial Services, LLC 1.1% 58,768 +0.93% 0.84% $1,237,295
Cambridge Investment Research Advisors, Inc. 0.95% 52,022 +176% 0% $1,095,000
Whipplewood Advisors, LLC 0.91% 49,827 +0.14% 0.67% $1,049,058
NewEdge Advisors, LLC 0.82% 44,902 -3.7% 0% $945,367
Worth Financial Advisory Group, LLC 0.75% 41,097 +31% 0.42% $865,256
ENVESTNET ASSET MANAGEMENT INC 0.69% 37,604 -27% 0% $791,712
Golden State Equity Partners 0.68% 37,459 0.13% $788,662
&PARTNERS 0.66% 35,992 +4.9% 0% $757,775
ROYAL BANK OF CANADA 0.62% 33,985 +33% 0% $716,000
DAVENPORT & Co LLC 0.56% 30,733 +21% 0% $647,045
Balentine LLC 0.56% 30,510 0% 0.02% $642,358
HighTower Advisors, LLC 0.53% 29,191 +26% 0% $614,587
Independent Wealth Network Inc. 0.47% 25,573 -2.2% 0.16% $538,414
TRUIST FINANCIAL CORP 0.32% 17,780 +48% 0% $374,343
STIFEL FINANCIAL CORP 0.25% 13,742 0% $289,323

Institutional Holders of Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 4,711,916 $100,828,918 +$11,988,429 $21.05 37
2025 Q3 4,127,763 $92,600,344 +$10,653,382 $22.38 30
2025 Q2 3,657,770 $70,174,782 +$717,240 $19.22 33
2025 Q1 3,656,697 $58,239,429 +$10,284,629 $15.92 28
2024 Q4 2,563,656 $48,194,388 +$8,956,127 $18.70 20
2024 Q3 2,056,482 $35,246,489 +$12,600,435 $17.12 17
2024 Q2 1,323,849 $21,261,459 +$3,627,152 $16.06 12
2024 Q1 1,098,049 $17,389,852 -$344,806 $15.87 12
2023 Q4 1,120,145 $15,067,022 -$204,124 $13.48 13
2023 Q3 1,135,332 $13,746,934 +$1,728,517 $12.12 13
2023 Q2 992,152 $12,906,878 -$2,879,889 $13.02 10
2023 Q1 1,212,066 $14,780,397 -$784,274 $12.18 11
2022 Q4 1,306,618 $15,291,689 +$3,330,042 $11.54 14
2022 Q3 1,014,028 $12,183,000 +$1,099,992 $11.75 9
2022 Q2 900,378 $11,734,000 -$171,237 $13.03 9
2022 Q1 899,307 $15,376,000 -$757,481 $17.05 12
2021 Q4 918,031 $18,312,000 -$2,790,116 $19.97 9
2021 Q3 1,018,292 $23,189,000 +$2,518,710 $22.64 7
2021 Q2 901,647 $18,856,152 +$6,564,520 $20.87 7
2021 Q1 588,604 $11,775,000 +$11,774,000 $20.13 4