Aldeyra Therapeutics, Inc. - Common Stock (ALDX)
CUSIP: 01438T106
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 59,794,743
- Total 13F shares
- 6,136,618
- Share change
- +23,838
- Total reported value
- $32,831,000
- Price per share
- $5.35
- Number of holders
- 20
- Value change
- +$111,606
- Number of buys
- 6
- Number of sells
- 5
Quarterly Holders Quick Answers
What is CUSIP 01438T106?
CUSIP 01438T106 identifies ALDX - Aldeyra Therapeutics, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 01438T106:
Top shareholders of ALDX - Aldeyra Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
3.2%
|
1,940,458
|
$15,174,000 | — | 30 Sep 2016 | |
| FMR LLC |
13F
|
Company |
3%
|
1,797,811
|
$14,113,000 | — | 30 Sep 2016 | |
| AWM Investment Company, Inc. |
13F
|
Company |
1.5%
|
917,810
|
$7,205,000 | — | 30 Sep 2016 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.62%
|
368,500
|
$2,893,000 | — | 30 Sep 2016 | |
| Boxer Capital, LLC |
13F
|
Company |
0.49%
|
291,230
|
$2,286,000 | — | 30 Sep 2016 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
0.24%
|
142,000
|
$1,110,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.22%
|
132,886
|
$1,043,000 | — | 30 Sep 2016 | |
| Knoll Capital Management, LLC |
13F
|
Company |
0.23%
|
135,800
|
$1,038,000 | — | 30 Sep 2016 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
0.19%
|
114,067
|
$892,000 | — | 30 Sep 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.17%
|
100,003
|
$782,000 | — | 30 Sep 2016 | |
| Weiss Multi-Strategy Advisers LLC |
13F
|
Company |
0.11%
|
65,000
|
$508,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.09%
|
52,976
|
$415,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.03%
|
20,578
|
$161,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.02%
|
12,846
|
$100,000 | — | 30 Sep 2016 | |
| FNY Managed Accounts LLC |
13F
|
Company |
0.01%
|
5,000
|
$39,100 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
4,460
|
$35,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
4,000
|
$31,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0%
|
2,978
|
$23,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
1,457
|
$11,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
1,400
|
$11,000 | — | 30 Sep 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
941
|
$7,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
579
|
$5,000 | — | 30 Sep 2016 |
Institutional Holders of Aldeyra Therapeutics, Inc. - Common Stock (ALDX) as of Q4 2016
As of 31 Dec 2016,
Aldeyra Therapeutics, Inc. - Common Stock (ALDX) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,136,618 shares.
The largest 10 holders included
PERCEPTIVE ADVISORS LLC, FMR LLC, AWM Investment Company, Inc., SPHERA FUNDS MANAGEMENT LTD., Boxer Capital, LLC, VANGUARD GROUP INC, BAKER BROS. ADVISORS LP, Knoll Capital Management, LP, PURA VIDA INVESTMENTS, LLC, and MILLENNIUM MANAGEMENT LLC.
This page lists
20
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
22
Q4 2016 holders
20
Holder diff
-2
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.