Aldeyra Therapeutics, Inc. - Common Stock (ALDX)
CUSIP: 01438T106
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 59,794,743
- Total 13F shares
- 6,112,780
- Share change
- -245,663
- Total reported value
- $47,882,100
- Price per share
- $7.82
- Number of holders
- 22
- Value change
- -$1,304,703
- Number of buys
- 8
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 01438T106?
CUSIP 01438T106 identifies ALDX - Aldeyra Therapeutics, Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 01438T106:
Top shareholders of ALDX - Aldeyra Therapeutics, Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
3.2%
|
1,940,458
|
$11,041,000 | — | 30 Jun 2016 | |
| FMR LLC |
13F
|
Company |
3%
|
1,797,811
|
$10,230,000 | — | 30 Jun 2016 | |
| AWM Investment Company, Inc. |
13F
|
Company |
1.5%
|
917,810
|
$5,222,000 | — | 30 Jun 2016 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
0.62%
|
368,500
|
$2,097,000 | — | 30 Jun 2016 | |
| Boxer Capital, LLC |
13F
|
Company |
0.49%
|
291,230
|
$1,657,000 | — | 30 Jun 2016 | |
| DEERFIELD MANAGEMENT COMPANY, L.P. |
13F
|
Company |
0.45%
|
267,764
|
$1,524,000 | — | 30 Jun 2016 | |
| BAKER BROS. ADVISORS LP |
13F
|
Company |
0.24%
|
142,000
|
$808,000 | — | 30 Jun 2016 | |
| Knoll Capital Management, LLC |
13F
|
Company |
0.23%
|
135,800
|
$773,000 | — | 30 Jun 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.22%
|
130,500
|
$743,000 | — | 30 Jun 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
0.21%
|
125,125
|
$712,000 | — | 30 Jun 2016 | |
| PURA VIDA INVESTMENTS, LLC |
13F
|
Company |
0.13%
|
77,500
|
$441,000 | — | 30 Jun 2016 | |
| Weiss Multi-Strategy Advisers LLC |
13F
|
Company |
0.11%
|
65,610
|
$373,000 | — | 30 Jun 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
26,977
|
$153,000 | — | 30 Jun 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
0.03%
|
20,630
|
$117,000 | — | 30 Jun 2016 | |
| CROFT-LEOMINSTER INC |
13F
|
Company |
0.03%
|
17,000
|
$96,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.02%
|
12,366
|
$70,000 | — | 30 Jun 2016 | |
| FNY Managed Accounts LLC |
13F
|
Company |
0.01%
|
5,000
|
$28,450 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
3,887
|
$22,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
3,254
|
$18,000 | — | 30 Jun 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0%
|
2,978
|
$17,000 | — | 30 Jun 2016 | |
| DAFNA Capital Management LLC |
13F
|
Company |
0%
|
2,499
|
$14,000 | — | 30 Jun 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0%
|
1,457
|
$8,000 | — | 30 Jun 2016 | |
| Walleye Trading LLC |
13F
|
Company |
0%
|
1,400
|
$8,000 | — | 30 Jun 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
941
|
$5,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
200
|
$1,000 | — | 30 Jun 2016 |
Institutional Holders of Aldeyra Therapeutics, Inc. - Common Stock (ALDX) as of Q3 2016
As of 30 Sep 2016,
Aldeyra Therapeutics, Inc. - Common Stock (ALDX) was held by
22 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,112,780 shares.
The largest 10 holders included
PERCEPTIVE ADVISORS LLC, FMR LLC, AWM Investment Company, Inc., SPHERA FUNDS MANAGEMENT LTD., Boxer Capital, LLC, BAKER BROS. ADVISORS LP, Knoll Capital Management, LP, VANGUARD GROUP INC, PURA VIDA INVESTMENTS, LLC, and MILLENNIUM MANAGEMENT LLC.
This page lists
22
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
25
Q3 2016 holders
22
Holder diff
-3
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.