Security key
00808Y406
Aethlon Medical, Inc. - Common Stock, $0.001 par value per share (AEMD)
CUSIP: 00808Y406
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Stock, $0.001 par value per share
- Shares outstanding
- 1,651,503
- Total 13F shares
- 51,941
- Share change
- +51,941
- Total reported value
- $113,749
- Price per share
- $2.19
- Number of holders
- 10
- Value change
- +$113,749
- Number of buys
- 10
Report period
Q4 2023
Institutions
10
Top holders
10
AEMD full security history
Newer quarter: Q1 2024
AETHLON MEDICAL INC SEC filings
AETHLON MEDICAL INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 00808Y406
Recent filing periods:
Top shareholders of AEMD - Aethlon Medical, Inc. - Common Stock, $0.001 par value per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Sabrina Martucci Johnson |
3/4/5
|
Director |
—
class O/S missing
|
33,642
|
$73,676 | — | 31 Mar 2022 | |
| Charles J. Fisher Jr. |
3/4/5
|
Chief Executive Officer, Director |
—
class O/S missing
|
192,600
|
— | — | 10 Feb 2022 | |
| Guy F. Cipriani |
3/4/5
|
Sr. V.P., Chief Bus. Officer, Director |
—
class O/S missing
|
100,200
|
— | — | 10 Feb 2022 | |
| James B. Frakes |
3/4/5
|
CFO & Sr. VP ? Finance |
—
class O/S missing
|
100,200
|
— | — | 10 Feb 2022 | |
| Steven P. Larosa |
3/4/5
|
Chief Medical Officer |
—
class O/S missing
|
100,200
|
— | — | 10 Feb 2022 | |
| Lee D. Arnold |
3/4/5
|
Chief Scientific Officer |
—
class O/S missing
|
60,620
|
— | — | 01 Feb 2023 |
Institutional Holders of Aethlon Medical, Inc. - Common Stock, $0.001 par value per share (AEMD) as of Q4 2023
As of 31 Dec 2023,
Aethlon Medical, Inc. - Common Stock, $0.001 par value per share (AEMD) was held by
10 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
51,941 shares.
The largest 10 holders included
VANGUARD GROUP INC, GEODE CAPITAL MANAGEMENT, LLC, BlackRock Inc., GROUP ONE TRADING, L.P., Tower Research Capital LLC (TRC), OSAIC HOLDINGS, INC., WELLS FARGO & COMPANY/MN, MORGAN STANLEY, UBS Group AG, and BARTLETT & CO. WEALTH MANAGEMENT LLC.
This page lists
10
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q1 2025 Across Filers
Q1 2025 holders
24
Q4 2023 holders
10
Holder diff
-14
| Investor | Q1 2025 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q1 2025 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.