Aeluma, Inc. - Common Stock, $0.0001 par value (ALMU) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2025 to Q4 2025

Type / Class
Equity / Common Stock, $0.0001 par value
Symbol
ALMU on Nasdaq
Shares outstanding
18,004,267
Price per share
$17.17
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
3,605,324
Total reported value
$58,028,983
% of total 13F portfolios
0%
Share change
+1,554,150
Value change
+$24,967,414
Number of holders
67
Price from insider filings
$17.17
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Aeluma, Inc. - Common Stock, $0.0001 par value (ALMU) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Tompkins Mark N. 16% -13% $45,995,011 -$949,900 2,856,833 -2% Mark N. Tompkins 30 Sep 2025
AWM Investment Company, Inc. 2.6% -54% $4,806,802 -$4,870,448 409,787 -50% AWM Investment Company, Inc. 30 May 2025
McCarthy Lee 1.5% $3,410,908 270,064 Lee McCarthy 01 Aug 2024

As of 30 Sep 2025, 67 institutional investors reported holding 3,605,324 shares of Aeluma, Inc. - Common Stock, $0.0001 par value (ALMU). This represents 20% of the company’s total 18,004,267 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Aeluma, Inc. - Common Stock, $0.0001 par value (ALMU) together control 19% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
BlackRock, Inc. 4% 721,423 +40% 0% $11,614,911
VANGUARD GROUP INC 2.4% 438,966 +98% 0% $7,067,353
Apis Capital Advisors, LLC 1.4% 253,545 +4.8% 0.9% $4,082,075
GEODE CAPITAL MANAGEMENT, LLC 1.3% 233,167 -0.84% 0% $3,754,870
Polar Asset Management Partners Inc. 1.2% 211,083 0.07% $3,398,436
MILLENNIUM MANAGEMENT LLC 1.2% 210,687 0% $3,392,061
AWM Investment Company, Inc. 1.1% 200,000 0.3% $3,220,000
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.93% 167,203 +1351% 0% $2,691,968
STATE STREET CORP 0.88% 159,221 +49% 0% $2,563,458
THOMPSON SIEGEL & WALMSLEY LLC 0.83% 150,000 0.04% $2,415,000
NORTHERN TRUST CORP 0.56% 99,942 +3% 0% $1,609,067
MYDA Advisors LLC 0.5% 90,000 0.44% $1,449,000
MORGAN STANLEY 0.25% 45,758 -11% 0% $736,704
UBS Group AG 0.24% 42,727 -18% 0% $687,905
Russell Investments Group, Ltd. 0.24% 42,517 0% $684,519
BFSG, LLC 0.2% 35,602 +1.4% 0.06% $573,193
Westside Investment Management, Inc. 0.18% 33,135 0.09% $533,475
JANE STREET GROUP, LLC 0.18% 32,500 0% $523,250
ROYAL BANK OF CANADA 0.17% 31,471 +33% 0% $507,000
Cetera Investment Advisers 0.17% 31,053 -17% 0% $499,953
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.17% 30,227 0% 0% $486,655
LPL Financial LLC 0.15% 27,041 0% $435,360
INTEGRITY WEALTH ADVISORS, INC. 0.14% 25,429 +18% 0.15% $410,432
Manchester Capital Management LLC 0.14% 24,967 0% 0.05% $401,969
Bank of New York Mellon Corp 0.13% 23,260 +2.9% 0% $374,486

Institutional Holders of Aeluma, Inc. - Common Stock, $0.0001 par value (ALMU) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 36,947 $634,381 -$37,642 $17.17 5
2025 Q3 3,605,324 $58,028,983 +$24,967,414 $16.10 67
2025 Q2 2,067,090 $33,839,661 +$20,328,438 $16.37 48
2025 Q1 1,285,923 $9,271,506 +$9,271,506 $7.21 8