Security Snapshot

Aeluma, Inc. - Common Stock, par value $0.0001 per share (ALMU) Institutional Ownership

CUSIP: 00776X109

13F Institutional Holders and Ownership History from Q1 2025 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

89

Shares (Excl. Options)

4,883,991

Price

$13.09

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Type / Class
Equity / Common Stock, par value $0.0001 per share
Symbol
ALMU on Nasdaq
Shares outstanding
18,322,981
Price per share
$19.17
All holders as of 31 Mar 2026
Q1 2026
Total 13F shares
4,883,991
Total reported value
$63,983,356
% of total 13F portfolios
0%
Share change
+966,657
Value change
+$12,364,653
Number of holders
89
Price from insider filings
$19.17
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Key facts

  • ALMU - Aeluma, Inc. - Common Stock, par value $0.0001 per share is tracked under CUSIP 00776X109.
  • 89 institutions reported positions in Q1 2026.
  • 4 significant owners is listed from Schedule 13D/13G reporting.

Change

  • Holder count moved from 74 to 89 between Q4 2025 and Q1 2026.
  • Reported value moved from $68,363,219 to $63,983,356.

Research use

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Evidence

Source: SEC Form 13F

Latest holder context comes from 89 institutions filings for Q1 2026.

Open SEC Evidence

Security key

00776X109

Latest holder period

Q1 2026

13F holders

89

13D/G owners

4

CIK / CUSIP context first

Significant Owners of Aeluma, Inc. - Common Stock, par value $0.0001 per share (ALMU) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
Perry George Herbert 5.6% $14,790,000 1,000,000 Perry George Herbert 30 Mar 2026
Tompkins Mark N. 4.8% -59% $13,584,750 -$17,498,816 885,000 -56% Mark N. Tompkins 31 Mar 2026
AWM Investment Company, Inc. 2.6% -54% $4,806,802 -$4,870,448 409,787 -50% AWM Investment Company, Inc. 30 May 2025
McCarthy Lee 1.5% $3,410,908 270,064 Lee McCarthy 01 Aug 2024

As of 31 Mar 2026, 89 institutional investors reported holding 4,883,991 shares of Aeluma, Inc. - Common Stock, par value $0.0001 per share (ALMU). This represents 27% of the company’s total 18,322,981 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Aeluma, Inc. - Common Stock, par value $0.0001 per share (ALMU) together control 23% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
BlackRock, Inc. 4.7% 859,707 +4.3% 0% $11,253,565
VANGUARD CAPITAL MANAGEMENT LLC 3.2% 588,751 0% 0% $7,706,751
MILLENNIUM MANAGEMENT LLC 2.2% 398,299 +171% 0% $5,213,734
GEODE CAPITAL MANAGEMENT, LLC 1.6% 295,322 +3.4% 0% $3,867,018
RAYMOND JAMES FINANCIAL INC 1.5% 267,572 +1256% 0% $3,502,517
STATE STREET CORP 1.3% 247,345 +16% 0% $3,237,746
Apis Capital Advisors, LLC 1.1% 206,000 +2% 0.42% $2,696,540
AWM Investment Company, Inc. 1.1% 200,000 0% 0.29% $2,618,000
MARSHALL WACE, LLP 0.82% 149,437 0% $1,956,130
UBS Group AG 0.66% 121,010 +146% 0% $1,584,021
VANGUARD PORTFOLIO MANAGEMENT LLC 0.65% 119,881 0% 0% $1,569,242
NORTHERN TRUST CORP 0.63% 115,923 +5.3% 0% $1,517,432
THOMPSON SIEGEL & WALMSLEY LLC 0.55% 100,398 -15% 0.02% $1,314,000
Polar Asset Management Partners Inc. 0.5% 91,030 +0.83% 0.03% $1,191,583
Maytree Asset Management Ltd 0.4% 73,473 0.68% $961,762
VANGUARD FIDUCIARY TRUST CO 0.4% 72,976 0% 0% $955,256
Westside Investment Management, Inc. 0.34% 62,830 +25% 0.13% $822,449
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.27% 49,677 -64% 0% $650,272
GOLDMAN SACHS GROUP INC 0.26% 47,530 +254% 0% $622,168
MORGAN STANLEY 0.23% 42,865 -28% 0% $561,103
BFSG, LLC 0.19% 35,602 0% 0.04% $466,031
Fortitude Advisory Group L.L.C. 0.19% 35,435 0.21% $463,844
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.19% 34,889 -8.8% 0% $456,697
Trexquant Investment LP 0.19% 34,079 0% $446,094
ROYAL BANK OF CANADA 0.17% 31,574 -0.54% 0% $413,000

Institutional Holders of Aeluma, Inc. - Common Stock, par value $0.0001 per share (ALMU) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 4,883,991 $63,983,356 +$12,364,653 $13.09 89
2025 Q4 3,981,491 $68,363,219 +$6,842,768 $17.17 74
2025 Q3 3,605,324 $58,028,983 +$24,967,414 $16.10 67
2025 Q2 2,067,090 $33,839,661 +$20,328,438 $16.37 48
2025 Q1 1,285,923 $9,271,506 +$9,271,506 $7.21 8
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