Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM)

CUSIP: 00773U108

Q3 2019 13F Holders as of 30 Sep 2019

Security identity
Security type / class
Equity / Common Stock, par value $0.0001 per share
Shares outstanding
22,163,711
Holder snapshot
Total 13F shares
48,990,703
Share change
+2,373,655
Total reported value
$267,003,291
Put/Call ratio
88%
Reported price per share
$5.45
Number of holders
98
Value change
-$13,477,648
Number of buys
56
Number of sells
43

Security key

00773U108

Report period

Q3 2019

Institutions

98

Top holders

10

ADVM full security history Ownership snapshot Full 13F holder table Newer quarter: Q4 2019 Previous quarter: Q2 2019 Adverum Biotechnologies, Inc. SEC filings Adverum Biotechnologies, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder
RTW INVESTMENTS, LP
13D/G signal
—
Evidence rows
15
Latest as of
30 Jun 2019
13F Lead comparable stake: 29% Showing 1-6 of 15 holder rows.
Holder Evidence Ownership % Position 12M Net Δ As of
RTW INVESTMENTS, LP
13F
Company
13F
29%
$75,149,000
6,320,350 shares
 — 30 Jun 2019
BlackRock Finance, Inc.
13F
Company
13F
19%
$51,116,000
4,299,141 shares
 — 30 Jun 2019
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
17%
$45,866,000
3,857,500 shares
 — 30 Jun 2019
Avoro Capital Advisors LLC
13F
Company
13F
16%
$41,615,000
3,500,000 shares
 — 30 Jun 2019
UBS Group AG
13F
Company
13F
14%
$37,317,000
3,138,539 shares
 — 30 Jun 2019
ADAGE CAPITAL PARTNERS GP, L.L.C.
13F
Company
13F
14%
$35,670,000
3,000,000 shares
 — 30 Jun 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
98
Shares
48,990,703
Rows available
98
Investor Option Weight % Change % Reported value * Price Shares Share Change Activity Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that failed the local validity check.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders
93
Q3 2019 holders
98
Holder diff
5
Investor Q2 2019 Shares Q3 2019 Shares Share Diff Share Chg % Q2 2019 value Q3 2019 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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