Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM)

Q: What does CUSIP 00773U108 represent in this 13F holders report?

CUSIP 00773U108 is the security identifier for ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in Q2 2019?

93 institutional investors reported ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share for Q2 2019. Use the holders table for investor-level position and value details.

CUSIP: 00773U108

Q2 2019 13F Holders as of 30 Jun 2019

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 22,163,711
Total 13F shares: 46,363,555
Share change: +6,887,961
Total reported value: $548,900,478
Put/Call ratio: 37%
Price per share: $11.89
Number of holders: 93
Value change: +$95,034,106
Number of buys: 56
Number of sells: 35

Security key

00773U108

Report period

Q2 2019

Institutions

Top holders

ADVM full security history Newer quarter: Q3 2019 Previous quarter: Q1 2019 Adverum Biotechnologies, Inc. SEC filings Adverum Biotechnologies, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 00773U108

Newer quarter: Q3 2019 Previous quarter: Q1 2019

Recent filing periods:

Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024 Q1 2024

Top shareholders of ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
RTW INVESTMENTS, LP	13F	Company	28%	6,256,840	$32,786,000	—	31 Mar 2019	13F
BlackRock Finance, Inc.	13F	Company	19%	4,319,670	$22,634,000	—	31 Mar 2019	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	17%	3,794,300	$19,882,000	—	31 Mar 2019	13F
JPMORGAN CHASE & CO	13F	Company	15%	3,297,793	$17,281,000	—	31 Mar 2019	13F
ADAGE CAPITAL PARTNERS GP, L.L.C.	13F	Company	14%	3,000,000	$15,720,000	—	31 Mar 2019	13F
VANGUARD GROUP INC	13F	Company	9.6%	2,117,514	$11,095,000	—	31 Mar 2019	13F
UBS Group AG	13F	Company	9.3%	2,064,004	$10,815,000	—	31 Mar 2019	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	8.6%	1,902,150	$9,967,000	—	31 Mar 2019	13F
ORBIMED ADVISORS LLC	13F	Company	5.6%	1,243,200	$6,514,000	—	31 Mar 2019	13F
EVENTIDE ASSET MANAGEMENT, LLC	13F	Company	5.2%	1,146,580	$6,008,000	—	31 Mar 2019	13F
PRIMECAP MANAGEMENT CO/CA/	13F	Company	4.7%	1,052,000	$5,512,000	—	31 Mar 2019	13F
STATE STREET CORP	13F	Company	4.3%	949,279	$4,974,000	—	31 Mar 2019	13F
ACUTA CAPITAL PARTNERS, LLC	13F	Company	4.1%	919,000	$4,816,000	—	31 Mar 2019	13F
WS MANAGEMENT LLLP	13F	Company	4%	888,722	$4,657,000	—	31 Mar 2019	13F
Bpifrance SA	13F	Company	3.7%	828,262	$4,340,000	—	31 Mar 2019	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	3.6%	792,621	$4,153,000	—	31 Mar 2019	13F
NORTHERN TRUST CORP	13F	Company	2.7%	604,307	$3,166,000	—	31 Mar 2019	13F
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)	13F	Company	2.2%	480,000	$2,515,000	—	31 Mar 2019	13F
Point72 Asset Management, L.P.	13F	Company	1.8%	400,000	$2,096,000	—	31 Mar 2019	13F
683 Capital Management, LLC	13F	Company	1.6%	362,386	$1,899,000	—	31 Mar 2019	13F
AMERIPRISE FINANCIAL INC	13F	Company	1.2%	270,816	$1,419,000	—	31 Mar 2019	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	1%	223,600	$1,172,000	—	31 Mar 2019	13F
Bank of New York Mellon Corp	13F	Company	0.98%	217,746	$1,141,000	—	31 Mar 2019	13F
VICTORY CAPITAL MANAGEMENT INC	13F	Company	0.93%	207,010	$1,085,000	—	31 Mar 2019	13F
AXA S.A.	13F	Company	0.79%	175,253	$918,000	—	31 Mar 2019	13F
Sofinnova Investments, Inc.	13F	Company	0.72%	159,237	$835,000	—	31 Mar 2019	13F
TWO SIGMA ADVISERS, LP	13F	Company	0.68%	149,900	$785,000	—	31 Mar 2019	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.57%	126,132	$661,000	—	31 Mar 2019	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.55%	121,684	$638,000	—	31 Mar 2019	13F
Rhenman & Partners Asset Management AB	13F	Company	0.54%	119,673	$627,000	—	31 Mar 2019	13F
TEACHERS ADVISORS, LLC	13F	Company	0.53%	117,797	$617,000	—	31 Mar 2019	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.49%	107,855	$565,000	—	31 Mar 2019	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.38%	83,870	$439,000	—	31 Mar 2019	13F
RHUMBLINE ADVISERS	13F	Company	0.35%	77,028	$404,000	—	31 Mar 2019	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.34%	74,728	$392,000	—	31 Mar 2019	13F
STATE OF WISCONSIN INVESTMENT BOARD	13F	Company	0.33%	73,800	$387,000	—	31 Mar 2019	13F
Connor, Clark & Lunn Investment Management Ltd.	13F	Company	0.32%	72,025	$377,000	—	31 Mar 2019	13F
DEUTSCHE BANK AG\	13F	Company	0.3%	66,689	$347,000	—	31 Mar 2019	13F
Invesco Ltd.	13F	Company	0.23%	50,408	$264,000	—	31 Mar 2019	13F
BARCLAYS PLC	13F	Company	0.22%	49,085	$258,000	—	31 Mar 2019	13F
NEW YORK STATE COMMON RETIREMENT FUND	13F	Company	0.2%	43,800	$230,000	—	31 Mar 2019	13F
JACOBS LEVY EQUITY MANAGEMENT, INC	13F	Company	0.2%	43,600	$228,000	—	31 Mar 2019	13F
Man Group plc	13F	Company	0.17%	38,506	$202,000	—	31 Mar 2019	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	0.17%	38,056	$199,000	—	31 Mar 2019	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.16%	36,200	$190,000	—	31 Mar 2019	13F
AMERICAN INTERNATIONAL GROUP, INC.	13F	Company	0.16%	34,717	$182,000	—	31 Mar 2019	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.16%	34,591	$181,000	—	31 Mar 2019	13F
MORGAN STANLEY	13F	Company	0.14%	31,734	$166,000	—	31 Mar 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.14%	29,973	$157,000	—	31 Mar 2019	13F
MetLife Investment Management, LLC	13F	Company	0.13%	28,557	$149,639	—	31 Mar 2019	13F

Institutional Holders of Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) as of Q2 2019

As of 30 Jun 2019, Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) was held by 93 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 46,363,555 shares. The largest 10 holders included RTW INVESTMENTS, LP, BlackRock Inc., RENAISSANCE TECHNOLOGIES LLC, Avoro Capital Advisors LLC, UBS Group AG, ADAGE CAPITAL PARTNERS GP, L.L.C., JPMORGAN CHASE & CO, VANGUARD GROUP INC, DIMENSIONAL FUND ADVISORS LP, and ORBIMED ADVISORS LLC. This page lists 93 institutional shareholders reporting positions in this security for the Q2 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2019 vs Q1 2019 Across Filers

Q1 2019 holders

Q2 2019 holders

Holder diff

Investor	Q1 2019 Shares	Q2 2019 Shares	Share Diff	Share Chg %	Q1 2019 Value $	Q2 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.