Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM)

Q: What does CUSIP 00773U108 represent in this 13F holders report?

CUSIP 00773U108 is the security identifier for ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in Q4 2017?

63 institutional investors reported ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share for Q4 2017. Use the holders table for investor-level position and value details.

CUSIP: 00773U108

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 22,163,711
Total 13F shares: 19,222,404
Share change: +5,647,820
Total reported value: $67,283,021
Put/Call ratio: 2.9%
Price per share: $3.50
Number of holders: 63
Value change: +$19,583,575
Number of buys: 40
Number of sells: 21

Quarterly Holders Quick Answers

What is CUSIP 00773U108?
CUSIP 00773U108 identifies ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Newer quarter: Q1 2018
Previous quarter: Q3 2017

Recent filing periods for CUSIP 00773U108:

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Top shareholders of ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
ADAGE CAPITAL PARTNERS GP, L.L.C.	13F	Company	9%	2,000,000	$7,300,000	—	30 Sep 2017	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	8.3%	1,840,470	$6,718,000	—	30 Sep 2017	13F
FMR LLC	13F	Company	7.1%	1,572,286	$5,739,000	—	30 Sep 2017	13F
VANGUARD GROUP INC	13F	Company	4.1%	903,860	$3,299,000	—	30 Sep 2017	13F
EcoR1 Capital, LLC	13F	Company	3.4%	762,947	$2,785,000	—	30 Sep 2017	13F
Sessa Capital IM, L.P.	13F	Company	2.9%	638,712	$2,331,000	—	30 Sep 2017	13F
683 Capital Management, LLC	13F	Company	2.5%	550,000	$2,008,000	—	30 Sep 2017	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	2.4%	540,097	$1,971,000	—	30 Sep 2017	13F
PRIMECAP MANAGEMENT CO/CA/	13F	Company	2.2%	484,500	$1,768,000	—	30 Sep 2017	13F
MANGROVE PARTNERS IM, LLC	13F	Company	1.9%	413,838	$1,511,000	—	30 Sep 2017	13F
BlackRock Finance, Inc.	13F	Company	1.8%	395,209	$1,443,000	—	30 Sep 2017	13F
Tekla Capital Management LLC	13F	Company	1.4%	300,078	$1,095,000	—	30 Sep 2017	13F
VHCP Management II, LLC	13F	Company	1.3%	280,000	$1,022,000	—	30 Sep 2017	13F
Numeric Investors LLC	13F	Company	1.2%	269,400	$983,000	—	30 Sep 2017	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	1.1%	249,026	$909,000	—	30 Sep 2017	13F
Connor, Clark & Lunn Investment Management Ltd.	13F	Company	1%	228,750	$835,000	—	30 Sep 2017	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.87%	193,282	$705,000	—	30 Sep 2017	13F
OXFORD ASSET MANAGEMENT LLP	13F	Company	0.89%	197,440	$703,000	—	30 Sep 2017	13F
DEUTSCHE BANK AG\	13F	Company	0.84%	186,445	$680,000	—	30 Sep 2017	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.83%	183,900	$671,000	—	30 Sep 2017	13F
JW Asset Management, LLC	13F	Company	0.81%	178,654	$652,000	—	30 Sep 2017	13F
Rhenman & Partners Asset Management AB	13F	Company	0.69%	154,006	$562,000	—	30 Sep 2017	13F
JPMORGAN CHASE & CO	13F	Company	0.46%	103,009	$355,000	—	30 Sep 2017	13F
SCHRODER INVESTMENT MANAGEMENT GROUP	13F	Company	0.46%	101,463	$350,000	—	30 Sep 2017	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.43%	95,252	$347,000	—	30 Sep 2017	13F
JACOBS LEVY EQUITY MANAGEMENT, INC	13F	Company	0.41%	91,691	$335,000	—	30 Sep 2017	13F
PANAGORA ASSET MANAGEMENT INC	13F	Company	0.38%	84,891	$310,000	—	30 Sep 2017	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.34%	75,012	$274,000	—	30 Sep 2017	13F
Russell Investments Group, Ltd.	13F	Company	0.3%	65,995	$241,000	—	30 Sep 2017	13F
NORTHERN TRUST CORP	13F	Company	0.24%	53,499	$195,000	—	30 Sep 2017	13F
Spark Investment Management LLC	13F	Company	0.18%	40,700	$148,000	—	30 Sep 2017	13F
Bank of New York Mellon Corp	13F	Company	0.17%	38,711	$141,000	—	30 Sep 2017	13F
ELEMENT CAPITAL MANAGEMENT LLC	13F	Company	0.16%	35,346	$129,000	—	30 Sep 2017	13F
HIGHBRIDGE CAPITAL MANAGEMENT LLC	13F	Company	0.15%	33,170	$121,000	—	30 Sep 2017	13F
Squarepoint Ops LLC	13F	Company	0.14%	31,800	$116,000	—	30 Sep 2017	13F
JANE STREET GROUP, LLC	13F	Company	0.13%	29,668	$108,000	—	30 Sep 2017	13F
Marquette Asset Management, LLC	13F	Company	0.12%	25,998	$95,000	—	30 Sep 2017	13F
Redmile Group, LLC	13F	Company	0.1%	22,236	$81,000	—	30 Sep 2017	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.09%	20,000	$73,000	—	30 Sep 2017	13F
SIMPLEX TRADING, LLC	13F	Company	0.07%	15,780	$57,000	—	30 Sep 2017	13F
Wildcat Capital Management, LLC	13F	Company	0.07%	15,000	$55,000	—	30 Sep 2017	13F
Virtu Financial LLC	13F	Company	0.07%	14,575	$53,000	—	30 Sep 2017	13F
STEVENS CAPITAL MANAGEMENT LP	13F	Company	0.05%	11,591	$42,000	—	30 Sep 2017	13F
CITADEL ADVISORS LLC	13F	Company	0.05%	10,147	$37,000	—	30 Sep 2017	13F
IFP Advisors, Inc	13F	Company	0.03%	6,000	$22,000	—	30 Sep 2017	13F
GROUP ONE TRADING LLC	13F	Company	0.03%	5,876	$21,000	—	30 Sep 2017	13F
ROYAL BANK OF CANADA	13F	Company	0.03%	5,654	$21,000	—	30 Sep 2017	13F
BARCLAYS PLC	13F	Company	0.02%	4,400	$16,000	—	30 Sep 2017	13F
Tower Research Capital LLC (TRC)	13F	Company	0.02%	3,619	$13,000	—	30 Sep 2017	13F
Advisor Group, Inc.	13F	Company	0.01%	2,000	$7,000	—	30 Sep 2017	13F

Institutional Holders of Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) as of Q4 2017

As of 31 Dec 2017, Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) was held by 63 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 19,222,404 shares. The largest 10 holders included RENAISSANCE TECHNOLOGIES LLC, ADAGE CAPITAL PARTNERS GP, L.L.C., HIGHBRIDGE CAPITAL MANAGEMENT LLC, DIMENSIONAL FUND ADVISORS LP, Vanguard Group Inc, Rubric Capital Management LP, Tekla Capital Management LLC, Sessa Capital IM, L.P., MORGAN STANLEY, and FMR LLC. This page lists 63 institutional shareholders reporting positions in this security for the Q4 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders

Q4 2017 holders

Holder diff

Investor	Q3 2017 Shares	Q4 2017 Shares	Share Diff	Share Chg %	Q3 2017 Value $	Q4 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.