Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM)

Q: What does CUSIP 00773U108 represent in this 13F holders report?

CUSIP 00773U108 is the security identifier for ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in Q3 2017?

56 institutional investors reported ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share for Q3 2017. Use the holders table for investor-level position and value details.

CUSIP: 00773U108

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 22,163,711
Total 13F shares: 13,572,084
Share change: +616,938
Total reported value: $49,476,022
Price per share: $3.65
Number of holders: 56
Value change: +$3,295,007
Number of buys: 24
Number of sells: 25

Quarterly Holders Quick Answers

What is CUSIP 00773U108?
CUSIP 00773U108 identifies ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Newer quarter: Q4 2017
Previous quarter: Q2 2017

Recent filing periods for CUSIP 00773U108:

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Top shareholders of ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
ADAGE CAPITAL PARTNERS GP, L.L.C.	13F	Company	9%	2,000,000	$5,000,000	—	30 Jun 2017	13F
FMR LLC	13F	Company	8.2%	1,808,089	$4,520,000	—	30 Jun 2017	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	6.4%	1,423,940	$3,560,000	—	30 Jun 2017	13F
EcoR1 Capital, LLC	13F	Company	3.9%	874,447	$2,186,000	—	30 Jun 2017	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	2.7%	590,164	$1,475,000	—	30 Jun 2017	13F
Numeric Investors LLC	13F	Company	2.5%	559,150	$1,398,000	—	30 Jun 2017	13F
VANGUARD GROUP INC	13F	Company	2.5%	547,748	$1,370,000	—	30 Jun 2017	13F
PRIMECAP MANAGEMENT CO/CA/	13F	Company	2.2%	490,700	$1,227,000	—	30 Jun 2017	13F
683 Capital Management, LLC	13F	Company	1.9%	425,000	$1,063,000	—	30 Jun 2017	13F
BlackRock Finance, Inc.	13F	Company	1.5%	337,966	$845,000	—	30 Jun 2017	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	1.4%	304,741	$762,000	—	30 Jun 2017	13F
VHCP Management II, LLC	13F	Company	1.3%	280,000	$700,000	—	30 Jun 2017	13F
OXFORD ASSET MANAGEMENT LLP	13F	Company	1%	229,669	$574,000	—	30 Jun 2017	13F
Connor, Clark & Lunn Investment Management Ltd.	13F	Company	1%	229,350	$573,000	—	30 Jun 2017	13F
AWM Investment Company, Inc.	13F	Company	0.9%	200,000	$500,000	—	30 Jun 2017	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.83%	183,900	$460,000	—	30 Jun 2017	13F
JW Asset Management, LLC	13F	Company	0.81%	178,654	$447,000	—	30 Jun 2017	13F
Sessa Capital IM, L.P.	13F	Company	0.77%	171,487	$429,000	—	30 Jun 2017	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.76%	168,032	$420,000	—	30 Jun 2017	13F
Paloma Partners Management Co	13F	Company	0.74%	165,100	$413,000	—	30 Jun 2017	13F
Rhenman & Partners Asset Management AB	13F	Company	0.69%	154,006	$385,000	—	30 Jun 2017	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.66%	145,600	$364,000	—	30 Jun 2017	13F
ELEMENT CAPITAL MANAGEMENT LLC	13F	Company	0.56%	124,713	$312,000	—	30 Jun 2017	13F
BARCLAYS PLC	13F	Company	0.51%	113,933	$285,000	—	30 Jun 2017	13F
SCHRODER INVESTMENT MANAGEMENT GROUP	13F	Company	0.5%	110,939	$278,000	—	30 Jun 2017	13F
SABBY MANAGEMENT, LLC	13F	Company	0.5%	110,000	$275,000	—	30 Jun 2017	13F
PANAGORA ASSET MANAGEMENT INC	13F	Company	0.49%	108,503	$271,000	—	30 Jun 2017	13F
DEUTSCHE BANK AG\	13F	Company	0.45%	98,839	$246,000	—	30 Jun 2017	13F
LMR Partners LLP	13F	Company	0.44%	97,780	$244,000	—	30 Jun 2017	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.43%	95,252	$238,000	—	30 Jun 2017	13F
JACOBS LEVY EQUITY MANAGEMENT, INC	13F	Company	0.37%	81,991	$205,000	—	30 Jun 2017	13F
JPMORGAN CHASE & CO	13F	Company	0.33%	72,755	$182,000	—	30 Jun 2017	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.29%	64,706	$162,000	—	30 Jun 2017	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.28%	62,325	$156,000	—	30 Jun 2017	13F
Virtu KCG Holdings LLC	13F	Company	0.26%	57,631	$144,000	—	30 Jun 2017	13F
GILDER GAGNON HOWE & CO LLC	13F	Company	0.2%	44,556	$111,000	—	30 Jun 2017	13F
Bank of New York Mellon Corp	13F	Company	0.17%	38,711	$97,000	—	30 Jun 2017	13F
A.R.T. Advisors, LLC	13F	Company	0.15%	33,659	$84,000	—	30 Jun 2017	13F
HIGHBRIDGE CAPITAL MANAGEMENT LLC	13F	Company	0.15%	33,170	$83,000	—	30 Jun 2017	13F
NORTHERN TRUST CORP	13F	Company	0.15%	32,231	$80,000	—	30 Jun 2017	13F
Marquette Asset Management, LLC	13F	Company	0.12%	25,998	$65,000	—	30 Jun 2017	13F
Redmile Group, LLC	13F	Company	0.1%	22,236	$56,000	—	30 Jun 2017	13F
J.P. Morgan Private Wealth Advisors LLC	13F	Company	0.09%	20,000	$50,000	—	30 Jun 2017	13F
STEVENS CAPITAL MANAGEMENT LP	13F	Company	0.08%	17,333	$43,000	—	30 Jun 2017	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.07%	15,710	$39,000	—	30 Jun 2017	13F
Wildcat Capital Management, LLC	13F	Company	0.07%	15,000	$38,000	—	30 Jun 2017	13F
Squarepoint Ops LLC	13F	Company	0.05%	10,303	$26,000	—	30 Jun 2017	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.03%	7,540	$19,000	—	30 Jun 2017	13F
GROUP ONE TRADING LLC	13F	Company	0.03%	6,895	$17,000	—	30 Jun 2017	13F
IFP Advisors, Inc	13F	Company	0.03%	6,000	$15,000	—	30 Jun 2017	13F

Institutional Holders of Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) as of Q3 2017

As of 30 Sep 2017, Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) was held by 56 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 13,572,084 shares. The largest 10 holders included ADAGE CAPITAL PARTNERS GP, L.L.C., RENAISSANCE TECHNOLOGIES LLC, FMR LLC, VANGUARD GROUP INC, EcoR1 Capital, LLC, Sessa Capital IM, L.P., 683 Capital Management, LLC, DIMENSIONAL FUND ADVISORS LP, PRIMECAP MANAGEMENT CO/CA/, and MANGROVE PARTNERS. This page lists 56 institutional shareholders reporting positions in this security for the Q3 2017 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders

Q3 2017 holders

Holder diff

-4

Investor	Q2 2017 Shares	Q3 2017 Shares	Share Diff	Share Chg %	Q2 2017 Value $	Q3 2017 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.