Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM)

Q: What does CUSIP 00773U108 represent in this 13F holders report?

CUSIP 00773U108 is the security identifier for ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in Q3 2016?

75 institutional investors reported ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share for Q3 2016. Use the holders table for investor-level position and value details.

CUSIP: 00773U108

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 22,163,711
Total 13F shares: 15,269,145
Share change: -502,160
Total reported value: $62,723,851
Price per share: $4.11
Number of holders: 75
Value change: -$931,562
Number of buys: 32
Number of sells: 34

Quarterly Holders Quick Answers

What is CUSIP 00773U108?
CUSIP 00773U108 identifies ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 00773U108:

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Top shareholders of ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
FMR LLC	13F	Company	17%	3,865,153	$12,214,000	—	30 Jun 2016	13F
Numeric Investors LLC	13F	Company	5.1%	1,134,931	$3,586,000	—	30 Jun 2016	13F
BlackRock Fund Advisors	13F	Company	5%	1,107,900	$3,501,000	—	30 Jun 2016	13F
VHCP Management, LLC	13F	Company	5%	1,102,735	$3,485,000	—	30 Jun 2016	13F
SABBY MANAGEMENT, LLC	13F	Company	3.5%	779,926	$2,465,000	—	30 Jun 2016	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	3.3%	735,137	$2,323,000	—	30 Jun 2016	13F
VANGUARD GROUP INC	13F	Company	3.1%	689,788	$2,180,000	—	30 Jun 2016	13F
GREAT POINT PARTNERS LLC	13F	Company	2.5%	550,116	$1,738,000	—	30 Jun 2016	13F
BlackRock Institutional Trust Company, N.A.	13F	Company	2%	433,201	$1,369,000	—	30 Jun 2016	13F
PRIMECAP MANAGEMENT CO/CA/	13F	Company	1.9%	423,900	$1,340,000	—	30 Jun 2016	13F
NORTHERN TRUST CORP	13F	Company	1.7%	370,745	$1,172,000	—	30 Jun 2016	13F
Connor, Clark & Lunn Investment Management Ltd.	13F	Company	1.4%	302,450	$956,000	—	30 Jun 2016	13F
STATE STREET CORP	13F	Company	1.3%	294,140	$929,000	—	30 Jun 2016	13F
VHCP Management II, LLC	13F	Company	1.3%	280,000	$885,000	—	30 Jun 2016	13F
DEUTSCHE BANK AG\	13F	Company	1.2%	255,214	$806,000	—	30 Jun 2016	13F
PANAGORA ASSET MANAGEMENT INC	13F	Company	0.95%	210,163	$664,000	—	30 Jun 2016	13F
ROYCE & ASSOCIATES LP	13F	Company	0.87%	193,346	$611,000	—	30 Jun 2016	13F
JW Asset Management, LLC	13F	Company	0.86%	189,919	$600,000	—	30 Jun 2016	13F
Granite Point Capital Management, L.P.	13F	Company	0.84%	186,544	$589,000	—	30 Jun 2016	13F
NORGES BANK	13F	Company	0.75%	167,273	$529,000	—	30 Jun 2016	13F
TFS CAPITAL LLC	13F	Company	0.72%	159,364	$504,000	—	30 Jun 2016	13F
Rhenman & Partners Asset Management AB	13F	Company	0.69%	154,006	$487,000	—	30 Jun 2016	13F
BOGLE INVESTMENT MANAGEMENT L P /DE/	13F	Company	0.66%	146,520	$463,000	—	30 Jun 2016	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.64%	141,984	$449,000	—	30 Jun 2016	13F
DAFNA Capital Management LLC	13F	Company	0.63%	140,600	$444,000	—	30 Jun 2016	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.63%	139,039	$439,000	—	30 Jun 2016	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.56%	123,953	$392,000	—	30 Jun 2016	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	0.55%	122,365	$386,000	—	30 Jun 2016	13F
SCHRODER INVESTMENT MANAGEMENT GROUP	13F	Company	0.5%	110,939	$351,000	—	30 Jun 2016	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.44%	98,100	$310,000	—	30 Jun 2016	13F
BlackRock Investment Management, LLC	13F	Company	0.41%	91,859	$290,000	—	30 Jun 2016	13F
D. E. Shaw & Co., Inc.	13F	Company	0.41%	91,205	$288,000	—	30 Jun 2016	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.31%	67,624	$214,000	—	30 Jun 2016	13F
Bank of New York Mellon Corp	13F	Company	0.27%	60,721	$192,000	—	30 Jun 2016	13F
OXFORD ASSET MANAGEMENT LLP	13F	Company	0.27%	60,477	$191,000	—	30 Jun 2016	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.23%	52,000	$164,000	—	30 Jun 2016	13F
GILDER GAGNON HOWE & CO LLC	13F	Company	0.23%	50,888	$161,000	—	30 Jun 2016	13F
CREDIT SUISSE AG/	13F	Company	0.22%	49,696	$157,000	—	30 Jun 2016	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.22%	48,237	$152,000	—	30 Jun 2016	13F
PDT Partners, LLC	13F	Company	0.21%	46,646	$147,000	—	30 Jun 2016	13F
TWO SIGMA ADVISERS, LP	13F	Company	0.2%	44,200	$140,000	—	30 Jun 2016	13F
TEACHERS ADVISORS, LLC	13F	Company	0.17%	36,789	$116,000	—	30 Jun 2016	13F
ProShare Advisors LLC	13F	Company	0.15%	33,496	$106,000	—	30 Jun 2016	13F
JPMORGAN CHASE & CO	13F	Company	0.15%	32,250	$102,000	—	30 Jun 2016	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.13%	29,521	$93,000	—	30 Jun 2016	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	0.13%	28,948	$91,000	—	30 Jun 2016	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.13%	28,209	$90,000	—	30 Jun 2016	13F
ALLIANCEBERNSTEIN L.P.	13F	Company	0.12%	26,200	$83,000	—	30 Jun 2016	13F
RHUMBLINE ADVISERS	13F	Company	0.11%	24,272	$77,000	—	30 Jun 2016	13F
Redmile Group, LLC	13F	Company	0.1%	22,236	$70,000	—	30 Jun 2016	13F

Institutional Holders of Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) as of Q3 2016

As of 30 Sep 2016, Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) was held by 75 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 15,269,145 shares. The largest 10 holders included FMR LLC, Numeric Investors LLC, BlackRock Fund Advisors, VHCP Management, LLC, RENAISSANCE TECHNOLOGIES LLC, EcoR1 Capital, LLC, VANGUARD GROUP INC, BlackRock Institutional Trust Company, N.A., PRIMECAP MANAGEMENT CO/CA/, and SABBY MANAGEMENT, LLC. This page lists 75 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.