Security key
00301W105
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 34,205,876
- Share change
- +1,284,968
- Total reported value
- $174,820,916
- Price per share
- $5.11
- Number of holders
- 48
- Value change
- +$6,588,168
- Number of buys
- 17
- Number of sells
- 22
Report period
Q4 2023
Institutions
48
Top holders
10
AEF full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
abrdn Emerging Markets ex-China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00301W105
Recent filing periods:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
42%
|
17,194,553
|
$82,018,018 | — | 30 Sep 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
15%
|
6,200,044
|
$29,574,209 | — | 30 Sep 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9.2%
|
3,736,720
|
$17,824,154 | — | 30 Sep 2023 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
6.6%
|
2,664,844
|
$12,711,000 | — | 30 Sep 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
1.3%
|
509,359
|
$2,429,641 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.2%
|
489,300
|
$2,333,963 | — | 30 Sep 2023 | |
| Karpus Management, Inc. |
13F
|
Company |
0.71%
|
286,411
|
$1,366,180 | — | 30 Sep 2023 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
0.59%
|
239,040
|
$1,140,221 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.58%
|
233,855
|
$1,115,489 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.47%
|
192,698
|
$919,170 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.33%
|
135,367
|
$645,704 | — | 30 Sep 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.29%
|
116,183
|
$554,193 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.25%
|
103,376
|
$493,000 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.21%
|
86,482
|
$412,518 | — | 30 Sep 2023 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.18%
|
75,083
|
$358,146 | — | 30 Sep 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.18%
|
73,698
|
$351,540 | — | 30 Sep 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.15%
|
62,366
|
$297,486 | — | 30 Sep 2023 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.1%
|
42,003
|
$200,356 | — | 30 Sep 2023 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.09%
|
38,159
|
$182,000 | — | 30 Sep 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
0.09%
|
36,656
|
$174,849 | — | 30 Sep 2023 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.08%
|
30,745
|
$146,652 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
30,347
|
$144,755 | — | 30 Sep 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.07%
|
27,620
|
$131,747 | — | 30 Sep 2023 | |
| PROVIDA PENSION FUND ADMINISTRATOR |
13F
|
Company |
0.07%
|
26,531
|
$148,574 | — | 30 Sep 2023 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.06%
|
25,117
|
$119,808 | — | 30 Sep 2023 | |
| WESBANCO BANK INC |
13F
|
Company |
0.04%
|
17,116
|
$81,644 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
14,187
|
$67,672 | — | 30 Sep 2023 | |
| Elequin Capital, LP |
13F
|
Company |
0.03%
|
13,689
|
$65,297 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
12,611
|
$60,154 | — | 30 Sep 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.03%
|
11,633
|
$55,489 | — | 30 Sep 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
10,282
|
$49,044 | — | 30 Sep 2023 | |
| DAYMARK WEALTH PARTNERS, LLC |
13F
|
Company |
0.02%
|
10,000
|
$47,700 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
7,423
|
$35,000 | — | 30 Sep 2023 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.02%
|
7,220
|
$34,439 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
7,000
|
$33,390 | — | 30 Sep 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
3,395
|
$16,194 | — | 30 Sep 2023 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
1,343
|
$6,406 | — | 30 Sep 2023 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0%
|
1,033
|
$4,927 | — | 30 Sep 2023 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0%
|
1,000
|
$4,687 | — | 30 Sep 2023 | |
| Mascoma Wealth Management LLC |
13F
|
Company |
0%
|
771
|
$3,678 | — | 30 Sep 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0%
|
634
|
$3,024 | — | 30 Sep 2023 | |
| Larson Financial Group LLC |
13F
|
Company |
0%
|
483
|
$2,302 | — | 30 Sep 2023 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
428
|
$2,042 | — | 30 Sep 2023 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
272
|
$1,297 | — | 30 Sep 2023 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
247
|
$1,178 | — | 30 Sep 2023 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
98
|
$468 | — | 30 Sep 2023 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
78
|
$372 | — | 30 Sep 2023 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
0%
|
6
|
$29 | — | 30 Sep 2023 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q4 2023
As of 31 Dec 2023,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
34,205,876 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Allspring Global Investments Holdings, LLC, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, RAYMOND JAMES & ASSOCIATES, Relative Value Partners Group, LLC, Karpus Management, Inc., Uncommon Cents Investing LLC, WELLS FARGO & COMPANY/MN, and Saba Capital Management, L.P..
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
48
Q4 2023 holders
48
Holder diff
0
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.