abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 32,777,505
- Share change
- +685,285
- Total reported value
- $156,369,798
- Price per share
- $4.77
- Number of holders
- 48
- Value change
- +$3,263,349
- Number of buys
- 15
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 00301W105?
CUSIP 00301W105 identifies AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 00301W105:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
41%
|
16,564,010
|
$85,801,572 | — | 30 Jun 2023 | |
| Allspring Global Investments Holdings, LLC |
13F
|
Company |
15%
|
6,149,755
|
$31,917,228 | — | 30 Jun 2023 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9.4%
|
3,816,550
|
$19,807,894 | — | 30 Jun 2023 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
6.6%
|
2,695,413
|
$13,989,000 | — | 30 Jun 2023 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
1.4%
|
553,070
|
$2,870,431 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1%
|
407,674
|
$2,115,829 | — | 30 Jun 2023 | |
| Karpus Management, Inc. |
13F
|
Company |
0.7%
|
285,834
|
$1,483,478 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.6%
|
242,526
|
$1,258,712 | — | 30 Jun 2023 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
0.55%
|
222,756
|
$1,156,104 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.51%
|
207,969
|
$1,079,359 | — | 30 Jun 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.35%
|
140,962
|
$731,594 | — | 30 Jun 2023 | |
| Saba Capital Management, L.P. |
13F
|
Company |
0.29%
|
116,183
|
$602,990 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.26%
|
104,223
|
$541,000 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.21%
|
86,482
|
$474,551 | — | 30 Jun 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.18%
|
73,698
|
$382,493 | — | 30 Jun 2023 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.18%
|
73,667
|
$382,332 | — | 30 Jun 2023 | |
| Atlas Wealth LLC |
13F
|
Company |
0.11%
|
45,559
|
$242,374 | — | 30 Jun 2023 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.1%
|
41,155
|
$214,000 | — | 30 Jun 2023 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.08%
|
30,922
|
$160,483 | — | 30 Jun 2023 | |
| PROVIDA PENSION FUND ADMINISTRATOR |
13F
|
Company |
0.06%
|
26,031
|
$156,186 | — | 30 Jun 2023 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.07%
|
29,244
|
$151,776 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
29,218
|
$151,641 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.05%
|
19,794
|
$102,731 | — | 30 Jun 2023 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.04%
|
17,353
|
$90,062 | — | 30 Jun 2023 | |
| WESBANCO BANK INC |
13F
|
Company |
0.04%
|
17,116
|
$89,000 | — | 30 Jun 2023 | |
| Creative Planning |
13F
|
Company |
0.03%
|
13,311
|
$69,085 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
12,284
|
$63,753 | — | 30 Jun 2023 | |
| CSS LLC/IL |
13F
|
Company |
0.03%
|
11,633
|
$60,376 | — | 30 Jun 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
10,282
|
$53,362 | — | 30 Jun 2023 | |
| DAYMARK WEALTH PARTNERS, LLC |
13F
|
Company |
0.02%
|
10,000
|
$51,900 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
7,408
|
$38,000 | — | 30 Jun 2023 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.02%
|
7,220
|
$37,472 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.02%
|
7,000
|
$36,330 | — | 30 Jun 2023 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
3,395
|
$17,620 | — | 30 Jun 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.01%
|
3,328
|
$17,272 | — | 30 Jun 2023 | |
| Elequin Capital, LP |
13F
|
Company |
0%
|
1,804
|
$9,363 | — | 30 Jun 2023 | |
| IFP Advisors, Inc |
13F
|
Company |
0%
|
1,092
|
$7,567 | — | 30 Jun 2023 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
1,353
|
$7,022 | — | 30 Jun 2023 | |
| EDMOND DE ROTHSCHILD HOLDING S.A. |
13F
|
Company |
0%
|
1,033
|
$5,361 | — | 30 Jun 2023 | |
| NATIONAL BANK OF CANADA /FI/ |
13F
|
Company |
0%
|
1,000
|
$5,168 | — | 30 Jun 2023 | |
| Mascoma Wealth Management LLC |
13F
|
Company |
0%
|
771
|
$4,001 | — | 30 Jun 2023 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
695
|
$3,607 | — | 30 Jun 2023 | |
| Ancora Advisors LLC |
13F
|
Company |
0%
|
634
|
$3,290 | — | 30 Jun 2023 | |
| Larson Financial Group LLC |
13F
|
Company |
0%
|
483
|
$2,505 | — | 30 Jun 2023 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
428
|
$2,221 | — | 30 Jun 2023 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
272
|
$1,412 | — | 30 Jun 2023 | |
| Allworth Financial LP |
13F
|
Company |
0%
|
98
|
$509 | — | 30 Jun 2023 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
78
|
$405 | — | 30 Jun 2023 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q3 2023
As of 30 Sep 2023,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
32,777,505 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Allspring Global Investments Holdings, LLC, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, Relative Value Partners Group, LLC, RAYMOND JAMES & ASSOCIATES, Karpus Management, Inc., Uncommon Cents Investing LLC, WELLS FARGO & COMPANY/MN, and BANK OF AMERICA CORP /DE/.
This page lists
48
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
48
Q3 2023 holders
48
Holder diff
0
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.