AXT INC - Common Stock (AXTI)

CUSIP: 00246W103

Q4 2021 13F Holders as of 31 Dec 2021

Holder snapshot 7 signals
Share change
-67,967
Put/Call ratio
20%
SEC-reported price per share
$8.81
Number of holders
91
Value change
-$107,337
Number of buys
40
Open additional details 1 more signal available
Number of sells
51
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
65,452,021

Security key

00246W103

Report period

Q4 2021

Institutions

91

Top holders

10

Ownership snapshot

Top reported holders of AXTI - AXT INC - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
DIMENSIONAL FUND ADVISORS LP
Disclosed value leader
DIMENSIONAL FUND ADVISORS LP
Comparable rows
0/15
Latest evidence
30 Sep 2021
13F Highest disclosed value: $25,403,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

DIMENSIONAL FUND ADVISORS LP has the largest disclosed position value at $25.4M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens DIMENSIONAL FUND ADVISORS LP's linked filing trail.
Disclosed position value Top 5
DIMENSIONAL FUND ADVISORS LP $25.4M
BlackRock Finance, Inc. $22.4M
VANGUARD GROUP INC $17.03M
WELLINGTON MANAGEMENT GROUP LLP $15.32M
Pacific Ridge Capital Partners, LLC $7.92M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
DIMENSIONAL FUND ADVISORS LP
13F
Company
13F
—
denominator unverified
$25,403,000
3,049,658 shares
— 30 Sep 2021
BlackRock Finance, Inc.
13F
Company
13F
—
denominator unverified
$22,398,000
2,688,757 shares
— 30 Sep 2021
VANGUARD GROUP INC
13F
Company
13F
—
denominator unverified
$17,034,000
2,044,789 shares
— 30 Sep 2021
WELLINGTON MANAGEMENT GROUP LLP
13F
Company
13F
—
denominator unverified
$15,317,000
1,838,760 shares
— 30 Sep 2021
Pacific Ridge Capital Partners, LLC
13F
Company
13F
—
denominator unverified
$7,924,000
951,215 shares
— 30 Sep 2021
NEEDHAM INVESTMENT MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$7,914,000
950,000 shares
— 30 Sep 2021
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
91
Shares
23,077,494
Rows available
91
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders
98
Q4 2021 holders
91
Holder diff
-7
Investor Q3 2021 Shares Q4 2021 Shares Share Diff Share Chg % Q3 2021 value Q4 2021 value Value change Value Chg %
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