Security key
00246W103
AXT INC - Common Stock, $0.001 par value (AXTI)
CUSIP: 00246W103
Q4 2021 13F Holders as of 31 Dec 2021
- Security type / class
- Equity / Common Stock, $0.001 par value
- Total 13F shares
- 23,077,494
- Total 13F value
- $203,137,460
- Share change
- -67,967
- Put/Call ratio
- 20%
- SEC-reported price per share
- $8.81
- Number of holders
- 91
- Value change
- -$107,337
- Number of buys
- 40
- Number of sells
- 51
- Shares outstanding
- 47,031,927
Holder snapshot
7 signals
Show 1 more signal
Security identity
1 source field
Report period
Q4 2021
Institutions
91
Top holders
10
AXTI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2022
Previous quarter: Q3 2021
AXT INC SEC filings
AXT INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 00246W103
Recent filing periods:
Ownership snapshot
Top reported holders of AXTI - AXT INC - Common Stock, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
DIMENSIONAL FUND ADVISORS LP
Disclosed value leader
DIMENSIONAL FUND ADVISORS LP
Comparable rows
15/15
Latest evidence
30 Sep 2021
13F
Lead comparable stake: 6.5%
Showing 1-6 of 15 holder rows.
Quick read
DIMENSIONAL FUND ADVISORS LP leads the comparable SEC ownership view at 6.5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
DIMENSIONAL FUND ADVISORS LP
6.5%
BlackRock Finance, Inc.
5.7%
VANGUARD GROUP INC
4.3%
WELLINGTON MANAGEMENT GROUP LLP
3.9%
Pacific Ridge Capital Partners, LLC
2%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
6.5%
|
$25,403,000
3,049,658 shares
|
— | 30 Sep 2021 |
| BlackRock Finance, Inc. |
13F
Company
|
5.7%
|
$22,398,000
2,688,757 shares
|
— | 30 Sep 2021 |
| VANGUARD GROUP INC |
13F
Company
|
4.3%
|
$17,034,000
2,044,789 shares
|
— | 30 Sep 2021 |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
Company
|
3.9%
|
$15,317,000
1,838,760 shares
|
— | 30 Sep 2021 |
| Pacific Ridge Capital Partners, LLC |
13F
Company
|
2%
|
$7,924,000
951,215 shares
|
— | 30 Sep 2021 |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
Company
|
2%
|
$7,914,000
950,000 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
91
Shares
23,077,494
Rows available
91
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
98
Q4 2021 holders
91
Holder diff
-7
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend