Security key
00246W103
AXT INC - Common Stock, $0.001 par value (AXTI)
CUSIP: 00246W103
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock, $0.001 par value
- Total 13F shares
- 22,958,874
- Total 13F value
- $191,094,211
- Share change
- -1,659,983
- Put/Call ratio
- 36%
- SEC-reported price per share
- $8.33
- Number of holders
- 98
- Value change
- -$24,458,242
- Number of buys
- 57
- Number of sells
- 40
- Shares outstanding
- 47,031,927
Holder snapshot
7 signals
Show 1 more signal
Security identity
1 source field
Report period
Q3 2021
Institutions
98
Top holders
10
AXTI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
AXT INC SEC filings
AXT INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 00246W103
Recent filing periods:
Ownership snapshot
Top reported holders of AXTI - AXT INC - Common Stock, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
DIMENSIONAL FUND ADVISORS LP
Disclosed value leader
DIMENSIONAL FUND ADVISORS LP
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 6.6%
Showing 1-6 of 15 holder rows.
Quick read
DIMENSIONAL FUND ADVISORS LP leads the comparable SEC ownership view at 6.6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
DIMENSIONAL FUND ADVISORS LP
6.6%
BlackRock Finance, Inc.
5.9%
VAN ECK ASSOCIATES CORP
4.7%
VANGUARD GROUP INC
4.1%
DRIEHAUS CAPITAL MANAGEMENT LLC
2.5%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
6.6%
|
$33,986,000
3,095,233 shares
|
— | 30 Jun 2021 |
| BlackRock Finance, Inc. |
13F
Company
|
5.9%
|
$30,674,000
2,793,651 shares
|
— | 30 Jun 2021 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
4.7%
|
$24,481,000
2,229,558 shares
|
— | 30 Jun 2021 |
| VANGUARD GROUP INC |
13F
Company
|
4.1%
|
$21,158,000
1,926,966 shares
|
— | 30 Jun 2021 |
| DRIEHAUS CAPITAL MANAGEMENT LLC |
13F
Company
|
2.5%
|
$12,719,000
1,158,411 shares
|
— | 30 Jun 2021 |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
Company
|
2.1%
|
$10,669,000
971,660 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
98
Shares
22,958,874
Rows available
98
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
100
Q3 2021 holders
98
Holder diff
-2
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend