Q3 2021 13F Holders as of 30 Sep 2021
-
Type / Class
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Equity / Common Stock
-
Shares outstanding
-
45.6M
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Number of holders
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98
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Total 13F shares, excl. options
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23M
-
Shares change
-
-1.66M
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Total reported value, excl. options
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$191M
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Value change
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-$24.5M
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Put/Call ratio
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0.36
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Number of buys
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57
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Number of sells
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-40
-
Price
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$8.33
Significant Holders of AXT INC - Common Stock (AXTI) as of Q3 2021
118 filings reported holding AXTI - AXT INC - Common Stock as of Q3 2021.
AXT INC - Common Stock (AXTI) has 98 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 23M shares
of 45.6M outstanding shares and own 50.35% of the company stock.
Largest 10 shareholders include DIMENSIONAL FUND ADVISORS LP (3.05M shares), BlackRock Inc. (2.69M shares), VANGUARD GROUP INC (2.04M shares), WELLINGTON MANAGEMENT GROUP LLP (1.84M shares), Pacific Ridge Capital Partners, LLC (951K shares), NEEDHAM INVESTMENT MANAGEMENT LLC (950K shares), ROYCE & ASSOCIATES LP (905K shares), KENNEDY CAPITAL MANAGEMENT, INC. (804K shares), ROYAL BANK OF CANADA (761K shares), and GRANAHAN INVESTMENT MANAGEMENT INC/MA (761K shares).
This table shows the top 98 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.