Q4 2016 13F Holders as of 31 Dec 2016
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
45.6M
-
Number of holders
-
72
-
Total 13F shares, excl. options
-
15.5M
-
Shares change
-
+329K
-
Total reported value, excl. options
-
$74.5M
-
Value change
-
+$1.52M
-
Number of buys
-
43
-
Number of sells
-
-21
-
Price
-
$4.80
Significant Holders of AXT INC - Common Stock (AXTI) as of Q4 2016
77 filings reported holding AXTI - AXT INC - Common Stock as of Q4 2016.
AXT INC - Common Stock (AXTI) has 72 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 15.5M shares
of 45.6M outstanding shares and own 34% of the company stock.
Largest 10 shareholders include DIMENSIONAL FUND ADVISORS LP (2.25M shares), PERRITT CAPITAL MANAGEMENT INC (1.81M shares), VANGUARD GROUP INC (1.42M shares), ARIEL INVESTMENTS, LLC (1.34M shares), RENAISSANCE TECHNOLOGIES LLC (919K shares), BlackRock Institutional Trust Company, N.A. (785K shares), ROYCE & ASSOCIATES LP (698K shares), EAM Investors, LLC (662K shares), Pacific Ridge Capital Partners, LLC (579K shares), and PRINCETON CAPITAL MANAGEMENT INC (393K shares).
This table shows the top 72 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.