Q3 2016 13F Holders as of 30 Sep 2016
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Type / Class
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Equity / Common Stock
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Shares outstanding
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45.6M
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Number of holders
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57
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Total 13F shares, excl. options
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14.7M
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Shares change
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+1.08M
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Total reported value, excl. options
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$76.5M
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Value change
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+$5.83M
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Number of buys
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36
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Number of sells
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-16
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Price
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$5.19
Significant Holders of AXT INC - Common Stock (AXTI) as of Q3 2016
63 filings reported holding AXTI - AXT INC - Common Stock as of Q3 2016.
AXT INC - Common Stock (AXTI) has 57 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 14.7M shares
of 45.6M outstanding shares and own 32.32% of the company stock.
Largest 10 shareholders include ARIEL INVESTMENTS, LLC (2.03M shares), DIMENSIONAL FUND ADVISORS LP (1.99M shares), PERRITT CAPITAL MANAGEMENT INC (1.84M shares), VANGUARD GROUP INC (1.51M shares), RENAISSANCE TECHNOLOGIES LLC (912K shares), BlackRock Institutional Trust Company, N.A. (827K shares), Pacific Ridge Capital Partners, LLC (600K shares), EAM Investors, LLC (515K shares), PRINCETON CAPITAL MANAGEMENT INC (443K shares), and ROYCE & ASSOCIATES LP (426K shares).
This table shows the top 57 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.