ALPS ETF Trust - Exchange Traded Fund (RFFC) Institutional Ownership

13F Institutional Holders and Ownership History from Q3 2016 to Q4 2025

Type / Class
Equity / Exchange Traded Fund
Symbol
RFFC
Shares outstanding
621,375
Price per share
$67.07
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
221,719
Total reported value
$14,212,447
% of total 13F portfolios
0%
Share change
-3,079
Value change
-$196,240
Number of holders
15
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

As of 30 Sep 2025, 15 institutional investors reported holding 221,719 shares of ALPS ETF Trust - Exchange Traded Fund (RFFC). This represents 36% of the company’s total 621,375 outstanding shares.

Top 17 Institutional Shareholders

The largest institutional shareholders of ALPS ETF Trust - Exchange Traded Fund (RFFC) together control 36% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
ALPS ADVISORS INC 25% 153,955 0% 0.06% $9,890,085
OSAIC HOLDINGS, INC. 2.5% 15,716 -2.4% 0% $978,609
ENVESTNET ASSET MANAGEMENT INC 1.8% 11,057 +10% 0% $710,303
Fermata Advisors, LLC 1.6% 9,861 -4.8% 0.16% $633,472
Koshinski Asset Management, Inc. 0.86% 5,316 0% 0.02% $341,500
RiverFront Investment Group, LLC 0.85% 5,263 0% 0.01% $338,096
Main Street Financial Solutions, LLC 0.75% 4,667 -9% 0.02% $299,782
Prospera Financial Services Inc 0.65% 4,035 +0.1% 0% $259,414
Stratos Wealth Partners, LTD. 0.59% 3,637 -40% 0% $233,641
GAMMA Investing LLC 0.39% 2,442 0% 0.01% $156,874
UBS Group AG 0.38% 2,360 -4% 0% $151,606
NewEdge Advisors, LLC 0.3% 1,857 -4.2% 0% $119,300
JPMORGAN CHASE & CO 0.17% 1,077 0% 0% $69,187
EVOLUTION WEALTH MANAGEMENT INC. 0.04% 276 0% 0.02% $17,730
MORGAN STANLEY 0.03% 200 0% 0% $12,848
WELLS FARGO & COMPANY/MN 0% 0 -100% $0
BANK OF AMERICA CORP /DE/ 0% 0 -100% $0

Institutional Holders of ALPS ETF Trust - Exchange Traded Fund (RFFC) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 15,959 $1,070,342 +$1,274 $67.07 3
2025 Q3 221,719 $14,212,447 -$196,240 $64.24 15
2025 Q2 224,798 $13,518,867 -$1,662,517 $60.14 17
2025 Q1 255,438 $14,224,790 -$3,402,875 $55.69 13
2024 Q4 316,371 $18,319,646 -$424,197 $57.91 16
2024 Q3 323,719 $18,664,947 -$763,723 $57.66 15
2024 Q2 338,779 $18,389,775 -$1,756,007 $54.27 17
2024 Q1 371,747 $19,655,920 -$4,277,373 $52.88 15
2023 Q4 453,362 $21,492,021 -$639,953 $47.40 15
2023 Q3 473,790 $20,225,158 +$898,733 $42.67 18
2023 Q2 453,747 $20,009,822 -$1,869,476 $44.09 19
2023 Q1 496,089 $20,627,630 -$7,454,817 $41.57 19
2022 Q4 673,017 $27,127,240 -$3,562,615 $40.27 21
2022 Q3 806,291 $30,072,000 -$4,017,341 $37.22 19
2022 Q2 879,220 $35,018,000 +$4,275,268 $39.76 19
2022 Q1 805,017 $37,593,451 -$11,179,376 $46.77 21
2021 Q4 1,007,951 $48,137,221 -$9,767,651 $47.78 21
2021 Q3 1,242,269 $54,882,508 -$13,419,710 $44.14 19
2021 Q2 1,505,414 $67,224,000 -$1,034,478 $44.65 16
2021 Q1 1,568,167 $64,812,000 -$3,382,029 $41.25 18
2020 Q4 1,649,125 $64,902,000 -$6,378,214 $39.35 18
2020 Q3 1,811,139 $63,532,000 -$8,071,188 $34.96 18
2020 Q2 1,980,699 $64,538,000 -$33,374,713 $32.47 18
2020 Q1 2,981,440 $79,195,000 -$4,909,029 $26.56 17
2019 Q4 3,185,699 $113,695,000 +$16,583,520 $35.69 19
2019 Q3 3,300,571 $108,832,000 -$12,331,054 $32.98 17
2019 Q2 3,674,071 $122,630,000 +$1,692,704 $33.36 19
2019 Q1 3,699,491 $121,360,000 -$3,644,620 $32.89 23
2018 Q4 3,747,689 $108,807,000 -$8,119,492 $29.02 20
2018 Q3 4,020,323 $144,587,000 +$27,062,752 $35.98 17
2018 Q2 3,263,143 $111,399,000 +$8,191,194 $34.13 15
2018 Q1 3,033,063 $97,298,000 +$61,905,160 $32.09 19
2017 Q4 1,144,730 $37,515,000 +$3,407,463 $32.72 15
2017 Q3 1,038,435 $31,874,000 +$3,909,976 $30.68 14
2017 Q2 911,017 $26,897,816 +$11,382,046 $29.54 10
2017 Q1 526,950 $15,171,000 +$6,230,907 $28.82 13
2016 Q4 310,377 $8,439,000 +$4,627,034 $27.31 6
2016 Q3 139,967 $3,622,000 +$3,622,000 $25.87 5