Latest Period
Q1 2026
Security Snapshot
ALPS ETF Trust - Exchange Traded Fund (RFFC) Institutional Ownership
CUSIP: 00162Q510
13F Institutional Holders and Ownership History from Q3 2016 to Q2 2026
Institutions Reporting
19
Shares (Excl. Options)
251,174
Price
$66.35
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- Security type / class
- Equity / Exchange Traded Fund
- Symbol
- RFFC
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 251,174
- Total 13F value
- $16,662,842
- Portfolio coverage rank
- 0%
- Share change
- -2,379
- Value change
- -$157,838
- Number of holders
- 19
- Shares outstanding
- 621,375
- SEC-reported price per share
- $74.94
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- RFFC - ALPS ETF Trust - Exchange Traded Fund is tracked under CUSIP 00162Q510.
- 19 institutions reported positions in Q1 2026.
- Schedule 13D/13G significant owner rows are not currently available.
Change
- Holder count moved from 19 to 10 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $16,662,842 to $17,649,199.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 19 institutions filings for Q1 2026.
Security key
00162Q510
Latest holder period
Q1 2026
13F holders
19
13D/G owners
0
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 00162Q510:
As of 31 Mar 2026, 19 institutional investors reported holding 251,174 shares of ALPS ETF Trust - Exchange Traded Fund (RFFC). This represents 40% of the company’s total 621,375 outstanding shares.
13F concentration
Top 19 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
40%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| ALPS ADVISORS INC | 27% | 165,685 | 0% | 0.05% | $10,992,703 |
| CITADEL ADVISORS LLC | 3% | 18,762 | -0.19% | 0% | $1,244,802 |
| OSAIC HOLDINGS, INC. | 2.2% | 13,614 | -5.5% | 0% | $903,261 |
| ENVESTNET ASSET MANAGEMENT INC | 1.8% | 11,028 | +0.57% | 0% | $731,675 |
| Fermata Advisors, LLC | 1.6% | 9,896 | -0.37% | 0.15% | $656,570 |
| Arsenal Capital Advisors LLC | 1.2% | 7,546 | +12% | 0.36% | $500,646 |
| Koshinski Asset Management, Inc. | 0.86% | 5,316 | 0% | 0.02% | $352,701 |
| RiverFront Investment Group, LLC | 0.8% | 4,982 | 0% | 0.01% | $330,541 |
| Prospera Financial Services Inc | 0.68% | 4,233 | +4.3% | 0% | $281,006 |
| Stratos Wealth Partners, LTD. | 0.59% | 3,637 | 0% | 0% | $241,304 |
| GAMMA Investing LLC | 0.38% | 2,389 | 0% | 0.01% | $158,503 |
| NewEdge Advisors, LLC | 0.27% | 1,662 | 0% | 0% | $110,277 |
| JPMORGAN CHASE & CO | 0.18% | 1,103 | 0% | 0% | $71,231 |
| UBS Group AG | 0.12% | 716 | -33% | 0% | $47,504 |
| EVOLUTION WEALTH MANAGEMENT INC. | 0.05% | 289 | +4.7% | 0.01% | $19,174 |
| Elevated Capital Advisors, LLC | 0.03% | 208 | -91% | 0% | $13,800 |
| Triumph Capital Management | 0.02% | 104 | -16% | 0% | $6,900 |
| Smartleaf Asset Management LLC | 0% | 3 | 0% | $194 | |
| WELLS FARGO & COMPANY/MN | 0% | 1 | 0% | 0% | $50 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
40
Latest
Q1 2026
Rows shown
1-25 of 40
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 233,913 | $17,649,199 | +$2,292,828 | $75.45 | 10 |
| 2026 Q1 | 251,174 | $16,662,842 | -$157,838 | $66.35 | 19 |
| 2025 Q4 | 253,553 | $17,005,536 | +$1,698,691 | $67.07 | 18 |
| 2025 Q3 | 221,719 | $14,212,447 | -$196,240 | $64.24 | 15 |
| 2025 Q2 | 224,798 | $13,518,867 | -$1,662,517 | $60.14 | 17 |
| 2025 Q1 | 255,438 | $14,224,790 | -$3,402,875 | $55.69 | 13 |
| 2024 Q4 | 316,371 | $18,319,646 | -$424,197 | $57.91 | 16 |
| 2024 Q3 | 323,719 | $18,664,947 | -$763,723 | $57.66 | 15 |
| 2024 Q2 | 338,779 | $18,389,775 | -$1,756,007 | $54.27 | 17 |
| 2024 Q1 | 371,747 | $19,655,920 | -$4,277,373 | $52.88 | 15 |
| 2023 Q4 | 453,362 | $21,492,021 | -$639,953 | $47.40 | 15 |
| 2023 Q3 | 473,790 | $20,225,158 | +$898,733 | $42.67 | 18 |
| 2023 Q2 | 453,747 | $20,009,822 | -$1,869,476 | $44.09 | 19 |
| 2023 Q1 | 496,089 | $20,627,630 | -$7,454,817 | $41.57 | 19 |
| 2022 Q4 | 673,017 | $27,127,240 | -$3,562,615 | $40.27 | 21 |
| 2022 Q3 | 806,291 | $30,072,000 | -$4,017,341 | $37.22 | 19 |
| 2022 Q2 | 879,220 | $35,018,000 | +$4,275,268 | $39.76 | 19 |
| 2022 Q1 | 805,017 | $37,593,451 | -$11,179,376 | $46.77 | 21 |
| 2021 Q4 | 1,007,951 | $48,137,221 | -$9,767,651 | $47.78 | 21 |
| 2021 Q3 | 1,242,269 | $54,882,508 | -$13,419,710 | $44.14 | 19 |
| 2021 Q2 | 1,505,414 | $67,224,000 | -$1,034,478 | $44.65 | 16 |
| 2021 Q1 | 1,568,167 | $64,812,000 | -$3,382,029 | $41.25 | 18 |
| 2020 Q4 | 1,649,125 | $64,902,000 | -$6,378,214 | $39.35 | 18 |
| 2020 Q3 | 1,811,139 | $63,532,000 | -$8,071,188 | $34.96 | 18 |
| 2020 Q2 | 1,980,699 | $64,538,000 | -$33,374,713 | $32.47 | 18 |