Security Snapshot

ALPS ETF TR - OSHARES US SMLCP (OUSM) Institutional Ownership

CUSIP: 00162Q395

13F Institutional Holders and Ownership History from Q1 2022 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

121

Shares (Excl. Options)

12,133,317

Price

$43.74

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Type / Class
Equity / OSHARES US SMLCP
Symbol
OUSM
Price per share
$46.58
All holders as of 31 Mar 2026
Q1 2026
Total 13F shares
12,133,317
Total reported value
$530,562,941
% of total 13F portfolios
0%
Share change
-944,963
Value change
-$41,352,796
Number of holders
121
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • OUSM - ALPS ETF TR - OSHARES US SMLCP is tracked under CUSIP 00162Q395.
  • 121 institutions reported positions in Q1 2026.
  • Schedule 13D/13G significant owner rows are not currently available.

What Changed

  • Holder count moved from 124 to 121 between Q4 2025 and Q1 2026.
  • Reported value moved from $590,639,913 to $530,562,941.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Form 13F

Latest holder context comes from 121 institutions filings for Q1 2026.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 00162Q395?
CUSIP 00162Q395 identifies OUSM - ALPS ETF TR - OSHARES US SMLCP in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q1 2026 holders report and the ownership history table below.

As of 31 Mar 2026, 121 institutional investors reported holding 12,133,317 shares of ALPS ETF TR - OSHARES US SMLCP (OUSM).

Institutional Holders of ALPS ETF TR - OSHARES US SMLCP (OUSM) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 12,133,317 $530,562,941 -$41,352,796 $43.74 121
2025 Q4 13,499,963 $590,639,913 -$49,205,324 $43.74 124
2025 Q3 14,399,502 $645,104,407 +$96,946,235 $44.80 120
2025 Q2 12,371,476 $534,606,967 -$12,481,098 $43.21 119
2025 Q1 12,680,783 $534,047,129 +$35,875,505 $42.02 117
2024 Q4 12,539,874 $549,869,858 +$69,634,061 $43.72 119
2024 Q3 10,748,586 $485,274,152 +$60,035,784 $45.07 103
2024 Q2 9,423,036 $388,070,662 +$41,276,713 $41.23 92
2024 Q1 7,738,779 $329,281,252 +$54,348,561 $42.57 82
2023 Q4 6,467,098 $253,408,122 +$7,349,470 $39.18 72
2023 Q3 6,250,364 $219,482,464 +$36,756,096 $35.11 61
2023 Q2 5,203,308 $190,871,007 +$71,766,470 $36.70 54
2023 Q1 3,245,675 $114,627,331 +$15,005,935 $35.32 50
2022 Q4 2,808,674 $94,287,051 +$7,482,309 $33.57 43
2022 Q3 2,588,772 $77,635,393 +$1,088,075 $29.99 39
2022 Q2 2,551,815 $80,815,802 +$80,785,802 $31.59 37
2022 Q1 960 $30,000 $31.25 1
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