| Security | Num Shares | Value | Price $ | Transaction Date | Ownership | Underlying Class | Underlying Amount |
|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | 8,546,750 | $187,088,358 | $21.89 | 03 Apr 2023 | By BioXcel LLC | ||
| Common Stock, par value $0.001 per share | 3,546 | $77,622 | $21.89 | 03 Apr 2023 | Direct | ||
| Common Stock, par value $0.001 per share | 100 | $2,189 | $21.89 | 03 Apr 2023 | By Spouse |