| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Oxford Lane Capital Corp. | 10%+ Owner | 6.75% Notes due 2031, $25.00 denominations | $16,999,350 | $26.30 | 14 Jul 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| OXLC | Oxford Lane Capital Corp. | 09 Jul 2021 | 3 | -$11,615,428 | 4 | 10%+ Owner | 23 Jul 2021, 10:06 |