Wilton Reassurance Co - 09 Jul 2021 Form 4 Insider Report for Oxford Lane Capital Corp. (OXLC)

Role
10%+ Owner
Signature
/s/ Craig Mills, Assistant Secretary
Issuer symbol
OXLC
Transactions as of
09 Jul 2021
Net transactions value
-$11,615,428
Form type
4
Filing time
23 Jul 2021, 10:06:35 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXLC 6.75% Notes due 2031, $25.00 denominations Sale $62,880 -2,400 $26.20 $17,440,250 09 Jul 2021 Direct F1, F2, F3
transaction OXLC 6.75% Notes due 2031, $25.00 denominations Sale $11,298,095 -431,225 $26.20 $17,009,025 13 Jul 2021 Direct F1, F2, F3
transaction OXLC 6.75% Notes due 2031, $25.00 denominations Sale $254,452 -9,675 $26.30 $16,999,350 14 Jul 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes.
F2 The price reported reflects the sales price per note.
F3 The Notes were sold on the Reporting Person's behalf by a third-party discretionary investment manager.