| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| COMPASS Pathways plc | 10%+ Owner | Ordinary Shares | 6.91M | $41.8M | $6.05 | Sep 26, 2024 | By ATAI Life Sciences AG |
| IntelGenx Technologies Corp. | 10%+ Owner | Warrant (Right to Buy) | 4M | Mar 8, 2024 | By ATAI Life Sciences AG | ||
| IntelGenx Technologies Corp. | 10%+ Owner | Convertible Promissory Note | 2.97M | Nov 28, 2023 | By ATAI Life Sciences AG | ||
| IntelGenx Technologies Corp. | 10%+ Owner | Call Option (Right to Buy) | 7.4K | Sep 30, 2023 | By ATAI Life Sciences AG | ||
| IntelGenx Technologies Corp. | 10%+ Owner | Convertible Notes | $10.5M | Apr 19, 2024 | By ATAI Life Sciences AG |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| CMPS | COMPASS Pathways plc | Sep 26, 2024 | 1 | -$16.1M | 4 | Sep 27, 2024 | 10%+ Owner |
| IGXT | IntelGenx Technologies Corp. | Apr 19, 2024 | 1 | $1M | 4 | May 3, 2024 | 10%+ Owner |
| IGXT | IntelGenx Technologies Corp. | Sep 30, 2023 | 6 | $0 | 4 | Mar 12, 2024 | 10%+ Owner |
| IGXT | IntelGenx Technologies Corp. | Aug 31, 2023 | 2 | $2.22M | 4 | Sep 5, 2023 | 10%+ Owner |
| CMPS | COMPASS Pathways plc | Jan 1, 2022 | 0 | $0 | 3 | Feb 28, 2022 | 10%+ Owner |
| IGXT | IntelGenx Technologies Corp. | May 14, 2021 | 0 | $0 | 3 | May 24, 2021 | 10%+ Owner |