Atai Beckley N.V. - 19 Apr 2024 Form 4 Insider Report for IntelGenx Technologies Corp.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 May 2024, 16:05:22 UTC
Prior SEC filing
12 Mar 2024
Next SEC filing
27 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
ATAI Life Sciences N.V., By: /s/ Florian Brand, Chief Executive Officer

Key filing fact

Atai Beckley N.V. filed Form 4 for IntelGenx Technologies Corp. on 03 May 2024.

Key facts

  • This page summarizes Atai Beckley N.V.'s Form 4 filing for IntelGenx Technologies Corp..
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 03 May 2024, 16:05.

Change

  • Previous filing in this sequence was filed on 12 Mar 2024.
  • Current net transaction value: +$1,000,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IGXT transaction Derivative

Convertible Notes

Other

Transaction value
$1,000,000
Shares
Change %
Price
Shares after
$10,500,000
Date
19 Apr 2024
Ownership
By ATAI Life Sciences AG
Underlying class
Common Stock
Underlying amount
5,405,405
Exercise price
$0.1850
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

On April 19, 2024, pursuant to the Third Amended and Restated Loan Agreement, ATAI AG provided to IntelGenX Corp. an additional term loan in an amount equal to $1,000,000, which is convertible to shares of Common Stock at a price of $0.185 per share. Any accrued interest outstanding under the loan may be converted into shares of Common Stock at the five day volume weighted average price of the shares, less the maximum permitted discount under certain applicable rules, ending on the day that is the second business day before the day the interest becomes due and payable.

Footnote F2

Reflects securities held of record by ATAI AG, which is a wholly owned subsidiary of ATAI Life Sciences N.V., and as a result, ATAI Life Sciences N.V. may be deemed to share beneficial ownership over the securities reported herein.

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