| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| HIGHLAND INCOME FUND\MA | Chief Compliance Officer | Contingent Bonus Award | 0 | 12 Nov 2021 | Direct | ||
| NexPoint Strategic Opportunities Fund | Chief Compliance Officer | Contingent Bonus Award | 0 | 12 Nov 2021 | Direct | ||
| NexPoint Strategic Opportunities Fund | Chief Compliance Officer | Restricted Stock Units | 0 | 12 Nov 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| HFRO | HIGHLAND INCOME FUND\MA | 12 Nov 2021 | 1 | $0 | 4 | Chief Compliance Officer | 16 Nov 2021, 19:56 |
| NXDT | NexPoint Strategic Opportunities Fund | 12 Nov 2021 | 2 | $0 | 4 | Chief Compliance Officer | 16 Nov 2021, 19:55 |
| HFRO | HIGHLAND INCOME FUND\MA | 15 Jun 2021 | 1 | $0 | 4 | Chief Compliance Officer | 17 Jun 2021, 20:42 |
| NXDT | NexPoint Strategic Opportunities Fund | 09 Jun 2021 | 1 | $0 | 4 | Chief Compliance Officer | 10 Jun 2021, 16:45 |