Robert Jason Post - 12 Nov 2021 Form 4 Insider Report for NexPoint Strategic Opportunities Fund (NXDT)

Role
Chief Compliance Officer
Signature
/s/ Robert Jason Post
Issuer symbol
NXDT
Transactions as of
12 Nov 2021
Net transactions value
$0
Form type
4
Filing time
16 Nov 2021, 19:55:58 UTC
Previous filing
17 Jun 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NXDT Contingent Bonus Award Other $0 -1,231 -100% $0.000000* 0 12 Nov 2021 Common Stock 1,231 Direct F1
transaction NXDT Restricted Stock Units Other $0 -2,061 -100% $0.000000* 0 12 Nov 2021 Common Stock 2,061 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Robert Jason Post is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The Contingent Bonus Award previously granted by NexPoint Advisors, L.P. ("NexPoint") to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint.
F2 The Restricted Stock Units previously granted by NexPoint to the Reporting Person terminated as a result of the Reporting Person's termination of employment with NexPoint.

Remarks:

On November 8, 2021, NexPoint Strategic Opportunities Fund changed its name to "NexPoint Diversified Real Estate Trust" (the "Company"). In addition to the name change, the Company changed its ticker to "NXDT." The name change is part of the Company's ongoing conversion from a registered investment company to a diversified real estate investment trust.