Ownership

Adam M. Kleinman

Insider Reports History

Entity: Individual
Location: 800 South Street, Suite 230, Waltham, MA
Signature: /s/ Adam M. Kleinman
All insider transactions: Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Adam M. Kleinman:

Stock	Role	Class	Num Shares	Value	Price $	Report Date	Ownership
Great Elm Group, Inc.	President	Common Stock	581K	$1.02M	$1.75	Sep 20, 2024	Direct
Great Elm Capital Corp.	CCO and Secretary	Common Stock	40.3K	$407K	$10.09	Sep 24, 2024	Direct

Showing 1 to 2 of 2 entries

Insider Reports Filed by Adam M. Kleinman

Symbol	Company	Period	Transactions	Value $	Form Type	Date Filed	Role
GECC	Great Elm Capital Corp.	Sep 20, 2024	2	$0	4/A	Sep 27, 2024	CCO and Secretary
GEG	Great Elm Group, Inc.	Sep 20, 2024	1	$0	4	Sep 24, 2024	President
GEG	Great Elm Group, Inc.	Sep 25, 2023	1	$0	4	Sep 27, 2023	President
GEG	Great Elm Group, Inc.	Sep 20, 2022	2	$0	4	Sep 20, 2022	President
GECC	Great Elm Capital Corp.	Jun 15, 2022	2	$50K	4	Jun 17, 2022	CCO and Secretary
GECC	Great Elm Capital Corp.	Sep 24, 2021	1	$0	4	Sep 28, 2021	Chief Compliance Officer