Adam M. Kleinman

Insider Reports History

Entity
Individual
Location
800 South Street, Suite 230, Waltham, MA
Signature
/s/ Adam M. Kleinman
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Adam M. Kleinman:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Great Elm Group, Inc. President Common Stock 548K $1.12M $2.04 Sep 25, 2023 Direct
Great Elm Capital Corp. CCO and Secretary Common Stock 20.6K $207K $10.05 Jun 15, 2022 Direct
Great Elm Capital Corp. CCO and Secretary Subscription Rights 0 Jun 15, 2022 Direct

Insider Reports Filed by Adam M. Kleinman

Symbol Company Period Transactions Value $ Form Type Date Filed Role
GEG Great Elm Group, Inc. Sep 25, 2023 1 $0 4 Sep 27, 2023 President
GEG Great Elm Group, Inc. Sep 20, 2022 2 $0 4 Sep 20, 2022 President
GECC Great Elm Capital Corp. Jun 15, 2022 2 $50K 4 Jun 17, 2022 CCO and Secretary
GECC Great Elm Capital Corp. Sep 24, 2021 1 $0 4 Sep 28, 2021 Chief Compliance Officer