| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| JMP GROUP LLC | Director of Equities | Common Shares | 0 | $7.50 | Nov 15, 2021 | Direct | |
| JMP GROUP LLC | Director of Equities | Restricted Share Unit | 0 | Nov 15, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| HTD | JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| PDT | JOHN HANCOCK PREMIUM DIVIDEND FUND | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| HPS | JOHN HANCOCK PREFERRED INCOME FUND III | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| HPF | JOHN HANCOCK PREFERRED INCOME FUND II | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| HPI | JOHN HANCOCK PREFERRED INCOME FUND | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| JHI | JOHN HANCOCK INVESTORS TRUST | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| JHS | JOHN HANCOCK INCOME SECURITIES TRUST | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| HEQ | John Hancock Hedged Equity & Income Fund | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| BTO | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND | Aug 1, 2024 | 0 | $0 | 3 | Aug 8, 2024 | Director |
| JMP | JMP GROUP LLC | Nov 15, 2021 | 2 | -$3.22M | 4 | Nov 17, 2021 | Director of Equities |