| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Associated Capital Group, Inc. | Executive VP & CFO | Phantom RSA | 8.5K | $337K | $39.61 | May 20, 2021 | Direct |
| YieldStreet Prism Fund Inc. | CFO & Treasurer | Common Stock | 0 | $9.74 | Dec 12, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| NONE | Yieldstreet Alternative Income Fund Inc. | Jul 30, 2024 | 0 | $0 | 4 | Aug 22, 2024 | CFO & Treasurer |
| NONE | YieldStreet Prism Fund Inc. | Dec 12, 2022 | 0 | $0 | 3 | Dec 13, 2022 | Chief Financial Officer |
| AC | Associated Capital Group, Inc. | May 20, 2021 | 1 | $309K | 4 | Jun 17, 2021 | Executive VP & CFO |