Timothy Schott - 20 May 2021 Form 4 Insider Report for Associated Capital Group, Inc. (AC)

Reporting relationship: Executive VP & CFO
Issuer ticker: AC
Reported as of: 20 May 2021
Net transaction value: +$308,720
SEC form: 4
Accepted by SEC: 17 Jun 2021, 16:50:32 UTC
Next SEC filing: 13 Dec 2022
Source filing: View source filing
Reporting owner signature: /s/ Timothy Schott

Key filing fact

Timothy Schott filed Form 4 for Associated Capital Group, Inc. (AC) on 17 Jun 2021.

Key facts

This page summarizes Timothy Schott's Form 4 filing for Associated Capital Group, Inc. (AC).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 17 Jun 2021, 16:50.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$308,720.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AC transaction Derivative

Phantom RSA

Award

Transaction value: $308,720
Shares: +8,500
Change %
Price: $36.32
Shares after: 8,500
Date: 20 May 2021
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 8,500
Exercise price: $0.000000
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each phantom RSA represents the right to receive the cash value of one share of Associated Capital Group, Inc. Class A common stock.

Footnote F2

Phantom RSAs are awarded pursuant to the Issuer's Stock Award and Incentive Plan and are payable in cash upon vesting. Thirty percent of these phantom RSAs vest after three years from the date of the award and the remaining seventy percent vest after five years from the date of the award.