| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. | Officer Subadviser | Common Shares of Beneficial Interest | 71.2K | $792K | $11.12 | Jan 24, 2022 | Direct |
| RiverNorth Flexible Municipal Income Fund II, Inc. | Portfolio Manager | Common Shares of Beneficial Interest | 10K | $132K | $13.24 | Apr 28, 2022 | Direct |
| RiverNorth Managed Duration Municipal Income Fund II, Inc. | Portfolio Manager | Common Shares of Beneficial Interest | 5K | $75.5K | $15.10 | May 11, 2022 | Direct |
| RiverNorth Opportunistic Municipal Income Fund, Inc. | Portfolio Manager | Common Stock | 0 | $18.36 | Feb 10, 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| RMI | RiverNorth Opportunistic Municipal Income Fund, Inc. | Feb 10, 2023 | 5 | -$396K | 4 | Feb 13, 2023 | Portfolio Manager |
| RMMZ | RiverNorth Managed Duration Municipal Income Fund II, Inc. | May 11, 2022 | 5 | $79.9K | 4 | May 16, 2022 | Portfolio Manager |
| RFMZ | RiverNorth Flexible Municipal Income Fund II, Inc. | Apr 28, 2022 | 2 | $151K | 4 | May 4, 2022 | Portfolio Manager |
| RMMZ | RiverNorth Managed Duration Municipal Income Fund II, Inc. | Feb 10, 2022 | 0 | $0 | 3 | Feb 14, 2022 | Portfolio Manager |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Jan 24, 2022 | 6 | $74.7K | 4 | Jan 25, 2022 | Officer Subadviser |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Nov 15, 2021 | 1 | $278K | 4/A | Nov 17, 2021 | Officer of Subadviser |