| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Eagle Point Credit Co Inc. | Principal & Portfolio Manager | Common Stock, par value $0.001 per share | 27.4K | $311K | $11.33 | Feb 28, 2022 | Direct |
| Eagle Point Institutional Income Fund | Principal/Portfolio Manager | Common Stock, par value $10.00 per share | 10K | Jun 1, 2022 | Direct | ||
| Eagle Point Credit Co Inc. | Principal & Portfolio Manager | 7.75% Series B Term Preferred Stock due 2026 | 0 | $25.00 | Feb 28, 2022 | Direct | |
| Eagle Point Credit Co Inc. | Principal & Portfolio Manager | 6.6875% Notes due 2028 | $26.3K | $25.00 | Feb 28, 2022 | By Spouse | |
| Eagle Point Credit Co Inc. | Principal & Portfolio Manager | 6.6875% Notes due 2028 | $76.2K | $25.00 | Feb 28, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| NONE | Eagle Point Enhanced Income Trust | May 31, 2024 | 0 | $0 | 3 | May 31, 2024 | Sr Principal/Portfolio Manager |
| None | Eagle Point Institutional Income Fund | Jun 1, 2022 | 1 | $100K | 4 | Jun 2, 2022 | Principal/Portfolio Manager |
| NONE | Eagle Point Institutional Income Fund | Apr 13, 2022 | 0 | $0 | 3 | Apr 13, 2022 | Principal & Portfolio Manager |
| ECC | Eagle Point Credit Co Inc. | Feb 28, 2022 | 1 | -$4.8K | 4 | Feb 28, 2022 | Principal & Portfolio Manager |
| ECC | Eagle Point Credit Co Inc. | Feb 14, 2022 | 4 | -$13.1M | 4 | Feb 16, 2022 | Principal & Portfolio Manager |
| ECC | Eagle Point Credit Co Inc. | Dec 31, 2021 | 1 | -$4.83K | 4 | Jan 3, 2022 | Principal & Portfolio Manager |