Daniel M. Spinner - 14 Feb 2022 Form 4 Insider Report for Eagle Point Credit Co Inc. (ECC)

Reporting relationship: Principal & Portfolio Manager
Issuer ticker: ECC
Reported as of: 14 Feb 2022
Net transaction value: -$13,100,625
SEC form: 4
Accepted by SEC: 16 Feb 2022, 07:19:44 UTC
Prior SEC filing: 03 Jan 2022
Next SEC filing: 28 Feb 2022
Source filing: View source filing
Reporting owner signature: Daniel Spinner

Key filing fact

Daniel M. Spinner filed Form 4 for Eagle Point Credit Co Inc. (ECC) on 16 Feb 2022.

Key facts

This page summarizes Daniel M. Spinner's Form 4 filing for Eagle Point Credit Co Inc. (ECC).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 16 Feb 2022, 07:19.

Change

Previous filing in this sequence was filed on 03 Jan 2022.
Current net transaction value: -$13,100,625.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ECC transaction

6.75% Notes due 2027

Other

Transaction value: $6,225,000
Shares: -249,000
Change %
Price: $25.00
Shares after: $0
Date: 14 Feb 2022
Ownership: Direct
Footnotes: F1, F2

ECC transaction

6.6875% Notes due 2028

Other

Transaction value: $2,055,625
Shares: -82,225
Change %
Price: $25.00
Shares after: $76,225
Date: 14 Feb 2022
Ownership: Direct
Footnotes: F1, F2

ECC transaction

6.75% Notes due 2027

Other

Transaction value: $4,163,750
Shares: -166,550
Change %
Price: $25.00
Shares after: $0
Date: 14 Feb 2022
Ownership: By Spouse
Footnotes: F1, F2, F3

ECC transaction

6.6875% Notes due 2028

Other

Transaction value: $656,250
Shares: -26,250
Change %
Price: $25.00
Shares after: $26,250
Date: 14 Feb 2022
Ownership: By Spouse
Footnotes: F1, F2, F3

ECC holding

Common Stock, par value $0.001 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 27,447
Date: 14 Feb 2022
Ownership: Direct

ECC holding

7.75% Series B Term Preferred Stock due 2026

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 192
Date: 14 Feb 2022
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The amount reported reflects the aggregate principal amount of notes.

Footnote F2

The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest).

Footnote F3

These securities are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.