Daniel M. Spinner - Feb 14, 2022 Form 4 Insider Report for Eagle Point Credit Co Inc. (ECC)

Role
Principal & Portfolio Manager
Signature
Daniel Spinner
Stock symbol
ECC
Transactions as of
Feb 14, 2022
Transactions value $
-$13,100,625
Form type
4
Date filed
2/16/2022, 07:19 AM
Previous filing
Jan 3, 2022
Next filing
Feb 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ECC 6.75% Notes due 2027 Other -$6.23M -249K $25.00 $0 Feb 14, 2022 Direct F1, F2
transaction ECC 6.6875% Notes due 2028 Other -$2.06M -82.2K $25.00 $76.2K Feb 14, 2022 Direct F1, F2
transaction ECC 6.75% Notes due 2027 Other -$4.16M -167K $25.00 $0 Feb 14, 2022 By Spouse F1, F2, F3
transaction ECC 6.6875% Notes due 2028 Other -$656K -26.3K $25.00 $26.3K Feb 14, 2022 By Spouse F1, F2, F3
holding ECC Common Stock, par value $0.001 per share 27.4K Feb 14, 2022 Direct
holding ECC 7.75% Series B Term Preferred Stock due 2026 192 Feb 14, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount reported reflects the aggregate principal amount of notes.
F2 The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest).
F3 These securities are held in an account for the benefit of Daniel Spinner's spouse. Daniel Spinner has investment authority over this account. Daniel Spinner disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.