| Security | Num Shares | Value | Price $ | Transaction Date | Ownership | Underlying Class | Underlying Amount |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 7.92M | $170M | $21.47 | 03 Dec 2025 | Indirect | ||
| Preferred Stock | 0 | $18.3M | $39.34 | 03 Dec 2025 | Indirect | Class A Common Stock | |
| Class 1 Warrants (right to buy) | 231K | $200K | $0.87 | 03 Dec 2025 | Indirect | Class A Common Stock | |
| Class 2 Warrants (right to buy) | 231K | $200K | $0.87 | 03 Dec 2025 | Indirect | Class A Common Stock | |
| Bakkt Opco Units | 0 | 03 Nov 2025 | Indirect | Class A Common Stock |
| Sym | Class | Transaction | % | Value $ | * Price $ | Shares | Shares After | Date | Ownership |
|---|