Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
---|---|---|---|---|---|---|---|
SPECIAL OPPORTUNITIES FUND, INC. | Director | Common Stock | 11K | $130K | $11.78 | May 11, 2021 | Indirect |
SPECIAL OPPORTUNITIES FUND, INC. | Director | Common Stock | 3.06K | $36.1K | $11.78 | May 11, 2021 | Direct |
HIGH INCOME SECURITIES FUND | Director | Common Stock | 5.65K | $34.9K | $6.17 | Nov 1, 2021 | Direct |
SPECIAL OPPORTUNITIES FUND, INC. | Director | 3.50% Convertible Preferred Stock Series B | 0 | May 5, 2021 | Direct | ||
SPECIAL OPPORTUNITIES FUND, INC. | Director | 3.50% Convertible Preferred Stock Series B | 0 | May 11, 2021 | Indirect |
Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
---|---|---|---|---|---|---|---|
PCF | HIGH INCOME SECURITIES FUND | Nov 1, 2021 | 1 | $33.2K | 4 | Nov 3, 2021 | Director |
PCF | HIGH INCOME SECURITIES FUND | Sep 17, 2021 | 1 | $16.8K | 4 | Sep 20, 2021 | Director |
SPE | SPECIAL OPPORTUNITIES FUND, INC. | May 11, 2021 | 2 | $0 | 4 | May 12, 2021 | Director |
SPE | SPECIAL OPPORTUNITIES FUND, INC. | May 5, 2021 | 2 | $0 | 4 | May 11, 2021 | Director |