| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| SPECIAL OPPORTUNITIES FUND, INC. | Director | Common Stock | 11,014 | $129,745 | $11.78 | 11 May 2021 | Indirect |
| SPECIAL OPPORTUNITIES FUND, INC. | Director | Common Stock | 3,061 | $36,059 | $11.78 | 11 May 2021 | Direct |
| HIGH INCOME SECURITIES FUND | Director | Common Stock | 5,652 | $34,873 | $6.17 | 01 Nov 2021 | Direct |
| SPECIAL OPPORTUNITIES FUND, INC. | Director | 3.50% Convertible Preferred Stock Series B | 0 | 05 May 2021 | Direct | ||
| SPECIAL OPPORTUNITIES FUND, INC. | Director | 3.50% Convertible Preferred Stock Series B | 0 | 11 May 2021 | Indirect |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| PCF | HIGH INCOME SECURITIES FUND | 01 Nov 2021 | 1 | +$33,248 | 4 | Director | 03 Nov 2021, 17:00 |
| PCF | HIGH INCOME SECURITIES FUND | 17 Sep 2021 | 1 | +$16,750 | 4 | Director | 20 Sep 2021, 12:47 |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | 11 May 2021 | 2 | $0 | 4 | Director | 12 May 2021, 17:04 |
| SPE | SPECIAL OPPORTUNITIES FUND, INC. | 05 May 2021 | 2 | $0 | 4 | Director | 11 May 2021, 09:01 |