| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| STREAMLINE HEALTH SOLUTIONS INC. | Director | Common Stock, $0.01 par value | 1.44M | $722K | $0.50 | Jul 18, 2024 | Direct |
| STREAMLINE HEALTH SOLUTIONS INC. | Director | Common Stock, $0.01 par value | 72.5K | $36.3K | $0.50 | Jul 18, 2024 | Indirect |
| STREAMLINE HEALTH SOLUTIONS INC. | Director | Warrant (right to buy) | 46.1K | $17.5K | $0.38 | Feb 7, 2024 | Direct |
| First Trust Enhanced Private Credit Fund | Officer | Common Shares | 0 | Jul 1, 2024 | Direct | ||
| First Trust Private Assets Fund | Officer | Common Shares | 0 | Nov 10, 2016 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | Jul 18, 2024 | 1 | $125K | 4 | Jul 23, 2024 | Director |
| FTCRED | First Trust Enhanced Private Credit Fund | Jul 1, 2024 | 0 | $0 | 3 | Jul 9, 2024 | Officer |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | Feb 7, 2024 | 1 | $17.5K | 4 | Feb 8, 2024 | Director |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | Jun 15, 2023 | 1 | $125K | 4 | Jun 20, 2023 | Director |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | Oct 26, 2022 | 1 | $150K | 4 | Oct 27, 2022 | Director |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | Jun 7, 2022 | 1 | $100K | 4 | Jun 9, 2022 | Director |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | May 20, 2021 | 1 | $75K | 4 | May 27, 2021 | Director |
| FTPAX | First Trust Private Assets Fund | Nov 10, 2016 | 0 | $0 | 3 | May 7, 2024 | Officer |