| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| STREAMLINE HEALTH SOLUTIONS INC. | Director | Warrant (right to buy) | 0 | $17,500 | $0.3800 | 12 Aug 2025 | Direct |
| STREAMLINE HEALTH SOLUTIONS INC. | Director | Common Stock, $0.01 par value | 0 | $0 | $5.25 | 12 Aug 2025 | Direct |
| STREAMLINE HEALTH SOLUTIONS INC. | Director | Common Stock, $0.01 par value | 0 | $0 | $5.25 | 12 Aug 2025 | Indirect |
| First Trust Enhanced Private Credit Fund | Officer | Common Shares | 0 | 01 Jul 2024 | Direct | ||
| First Trust Private Assets Fund | Officer | Common Shares | 0 | 10 Nov 2016 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | 12 Aug 2025 | 3 | $0 | 4 | Director | 14 Aug 2025, 13:02 |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | 18 Jul 2024 | 1 | +$125,000 | 4 | Director | 23 Jul 2024, 09:24 |
| /report/000144554624004825-phillips-jonathan-r-2024-07-01 | First Trust Enhanced Private Credit Fund | 01 Jul 2024 | 0 | $0 | 3 | Officer | 09 Jul 2024, 12:46 |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | 07 Feb 2024 | 1 | +$17,500 | 4 | Director | 08 Feb 2024, 21:48 |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | 15 Jun 2023 | 1 | +$125,000 | 4 | Director | 20 Jun 2023, 17:00 |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | 26 Oct 2022 | 1 | +$150,000 | 4 | Director | 27 Oct 2022, 17:30 |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | 07 Jun 2022 | 1 | +$100,000 | 4 | Director | 09 Jun 2022, 17:00 |
| STRM | STREAMLINE HEALTH SOLUTIONS INC. | 20 May 2021 | 1 | +$75,000 | 4 | Director | 27 May 2021, 17:50 |
| /report/000144554624003593-phillips-jonathan-r-2016-11-10 | First Trust Private Assets Fund | 10 Nov 2016 | 0 | $0 | 3 | Officer | 07 May 2024, 16:54 |