Jonathan R. Phillips - 12 Aug 2025 Form 4 Insider Report for STREAMLINE HEALTH SOLUTIONS INC. (STRM)

Reporting relationship: Director
Issuer ticker: STRM
Reported as of: 12 Aug 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 14 Aug 2025, 13:02:22 UTC
Prior SEC filing: 23 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Jonathan Phillips

Key filing fact

Jonathan R. Phillips filed Form 4 for STREAMLINE HEALTH SOLUTIONS INC. (STRM) on 14 Aug 2025.

Key facts

This page summarizes Jonathan R. Phillips's Form 4 filing for STREAMLINE HEALTH SOLUTIONS INC. (STRM).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 14 Aug 2025, 13:02.

Change

Previous filing in this sequence was filed on 23 Jul 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001326105 Primary reporting owner

PHILLIPS JONATHAN R

Relationship: Director
Address: 1212 PORT LANE, SARASOTA
Signature: /s/ Jonathan Phillips
Signature date: 14 Aug 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

STRM transaction

Common Stock, $0.01 par value

Disposed to Issuer

Transaction value
Shares: -96,278
Change %: -100%
Price
Shares after: 0
Date: 12 Aug 2025
Ownership: Direct
Footnotes: F1

STRM transaction

Common Stock, $0.01 par value

Disposed to Issuer

Transaction value
Shares: -4,833
Change %: -100%
Price
Shares after: 0
Date: 12 Aug 2025
Ownership: Refer to footnote
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

STRM transaction Derivative

Warrant (right to buy)

Disposed to Issuer

Transaction value
Shares: -2,991
Change %: -100%
Price
Shares after: 0
Date: 12 Aug 2025
Ownership: Direct
Underlying class: Common Stock, $0.01 par value
Underlying amount: 2,991
Exercise price: $5.85
Footnotes: F1, F3, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jonathan R. Phillips is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

This Form 4 reports securities disposed pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 29, 2025, by and among the Issuer, Mist Holding Co. ("Parent"), and MD BE Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer, effective as of August 12, 2025, with the Issuer surviving the Merger as a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.01 per share, of the Company ("Common Stock") issued and outstanding as of immediately prior to the Effective Time was canceled and converted into the right to receive $5.34 in cash, without interest (the "Merger Consideration").

Footnote F2

Includes 4,833 shares owned by spouse.

Footnote F3

The Issuer effected a 1-for-15 reverse stock split of its common stock on October 4, 2024. The number of securities reported on this Form 4 has been adjusted to reflect the reverse stock split.

Footnote F4

Pursuant to the terms of the Merger Agreement, at the Effective Time, each warrant to purchase shares of Common Stock (each, a "Company Warrant") that was outstanding and unexercised and had a per share exercise price that was less than the Merger Consideration was canceled and converted into the right to receive (i) a cash payment equal to (A) the number of shares of Common Stock subject to the Company Warrant immediately prior to the Effective Time multiplied by (B) the excess, if any, of (x) the Merger Consideration over (y) the exercise price per share of Common Stock of such Company Warrant, less applicable withholding taxes. Each Company Warrant that was outstanding and unexercised with a per share exercise price that was equal to or greater than the Merger Consideration was canceled for no consideration.