Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
---|---|---|---|---|---|---|---|
ADVENT CONVERTIBLE & INCOME FUND | Trustee, Director | Common Stock | 14.7K | $165K | $11.28 | Oct 17, 2024 | Direct |
Guggenheim Active Allocation Fund | Director, TRUSTEE | Common Stock | 800 | $11.1K | $13.92 | Nov 1, 2022 | Direct |
Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
---|---|---|---|---|---|---|---|
AVK | ADVENT CONVERTIBLE & INCOME FUND | Oct 17, 2024 | 1 | $41.4K | 4 | Oct 21, 2024 | Trustee, Director |
GUG | Guggenheim Active Allocation Fund | Nov 1, 2022 | 1 | $10.9K | 4 | Nov 2, 2022 | Director, TRUSTEE |
GUG | Guggenheim Active Allocation Fund | Nov 24, 2021 | 0 | $0 | 3 | Nov 24, 2021 | Director, Trustee |