| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| TTM TECHNOLOGIES INC | Director | Common Stock | 155K | $3.1M | $20.04 | 27 May 2025 | Direct |
| XAI Octagon Floating Rate & Alternative Income Term Trust | Trustee | Common Shares of Beneficial Ownership | 66.1K | $466K | $7.05 | 30 Sep 2021 | Direct |
| Tribune Publishing Co | Director | Common Stock | 0 | $17.25 | 24 May 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| TTMI | TTM TECHNOLOGIES INC | 27 May 2025 | 1 | $0 | 4 | 29 May 2025 | Director |
| MCN | Madison Covered Call & Equity Strategy Fund | 02 Dec 2024 | 0 | $0 | 3 | 02 Dec 2024 | Trustee |
| TTMI | TTM TECHNOLOGIES INC | 09 May 2024 | 1 | $0 | 4 | 10 May 2024 | Director |
| [NONE] | Octagon XAI CLO Income Fund | 16 Feb 2024 | 0 | $0 | 3 | 26 Feb 2024 | Trustee |
| TTMI | TTM TECHNOLOGIES INC | 11 May 2023 | 1 | $0 | 4 | 12 May 2023 | Director |
| TTMI | TTM TECHNOLOGIES INC | 17 May 2022 | 1 | $0 | 4 | 19 May 2022 | Director |
| XFLT | XAI Octagon Floating Rate & Alternative Income Term Trust | 30 Sep 2021 | 0 | $0 | 5 | 20 Dec 2021 | Trustee |
| TPCO | Tribune Publishing Co | 24 May 2021 | 1 | -$1.28M | 4 | 24 May 2021 | Director |
| TTMI | TTM TECHNOLOGIES INC | 12 May 2021 | 1 | $0 | 4 | 13 May 2021 | Director |