| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| TTM TECHNOLOGIES INC | Director | Common Stock | 148K | $2.63M | $17.78 | May 9, 2024 | Direct |
| XAI Octagon Floating Rate & Alternative Income Term Trust | Trustee | Common Shares of Beneficial Ownership | 66.1K | $466K | $7.05 | Sep 30, 2021 | Direct |
| Tribune Publishing Co | Director | Common Stock | 0 | $17.25 | May 24, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| MCN | Madison Covered Call & Equity Strategy Fund | Dec 2, 2024 | 0 | $0 | 3 | Dec 2, 2024 | Trustee |
| TTMI | TTM TECHNOLOGIES INC | May 9, 2024 | 1 | $0 | 4 | May 10, 2024 | Director |
| [NONE] | Octagon XAI CLO Income Fund | Feb 16, 2024 | 0 | $0 | 3 | Feb 26, 2024 | Trustee |
| TTMI | TTM TECHNOLOGIES INC | May 11, 2023 | 1 | $0 | 4 | May 12, 2023 | Director |
| TTMI | TTM TECHNOLOGIES INC | May 17, 2022 | 1 | $0 | 4 | May 19, 2022 | Director |
| XFLT | XAI Octagon Floating Rate & Alternative Income Term Trust | Sep 30, 2021 | 0 | $0 | 5 | Dec 20, 2021 | Trustee |
| TPCO | Tribune Publishing Co | May 24, 2021 | 1 | -$1.28M | 4 | May 24, 2021 | Director |
| TTMI | TTM TECHNOLOGIES INC | May 12, 2021 | 1 | $0 | 4 | May 13, 2021 | Director |