Key facts
- This page summarizes Philip G. Franklin's Form 5 filing for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT).
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 20 Dec 2021, 10:08.
Philip G. Franklin - 30 Sep 2021 Form 5 Insider Report for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT)
- Reporting relationship
- Trustee
- Issuer ticker
- XFLT
- Reported as of
- 30 Sep 2021
- Net transaction value
- $0
- SEC form
- 5
- Accepted by SEC
- 20 Dec 2021, 10:08:47 UTC
- Prior SEC filing
- 24 May 2021
- Next SEC filing
- 19 May 2022
- Source filing
- View source filing
- Reporting owner signature
- Philip G. Franklin
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Philip G. Franklin filed Form 5 for XAI Octagon Floating Rate & Alternative Income Term Trust (XFLT) on 20 Dec 2021.
Change
- Previous filing in this sequence was filed on 24 May 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
XFLT
holding
Common Shares of Beneficial Ownership
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 66,127
- Date
- 30 Sep 2021
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
SEC remarks
Includes 5,490 shares acquired under the XFLT dividend reinvestment plan.