James Oates

Insider Reports History

Entity
Individual
Location
C/O Investors Financial Services Corp, 200 Clarendon St, Boston, MA
Signature
/s/ James Oates
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by James Oates:

Stock Role Class Num Shares Value Price $ Report Date Ownership
STIFEL FINANCIAL CORP Director Common Stock 5K $345K $69.15 Jun 2, 2021 Direct
STIFEL FINANCIAL CORP Director Phantom Stock Units 0 $69.15 May 26, 2021 Direct

Insider Reports Filed by James Oates

Symbol Company Period Transactions Value $ Form Type Date Filed Role
SF STIFEL FINANCIAL CORP Jun 2, 2021 1 -$1.37M 4 Jun 3, 2021 Director
SF STIFEL FINANCIAL CORP May 26, 2021 2 $0 4 May 28, 2021 Director