A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

Insider Reports History

Location
Westport, CT
Signature
/s/ John J. Venezia, Chief Compliance Officer
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC:

Company Role Class Num Shares Value Price $ Report Date Ownership
Mount Rainier Acquisition Corp. 10%+ Owner Common Stock 865,000 07 Oct 2021 Direct
Industrial Human Capital, Inc. Underwriter Common Stock 750,000 19 Oct 2021 Direct
Western Acquisition Ventures Corp. Underwriter Common Stock 750,000 11 Jan 2022 Direct
Larkspur Health Acquisition Corp. 10%+ Owner Class B Common Stock 446,843 08 Mar 2022 Direct

Insider Reports Filed by A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

Symbol Company Period Transactions Value $ Form Type Role Filing Time
ZVSA Larkspur Health Acquisition Corp. 08 Mar 2022 1 $0 4 10%+ Owner 08 Mar 2022, 12:51
ZVSA Larkspur Health Acquisition Corp. 03 Feb 2022 1 $0 4 10%+ Owner 07 Feb 2022, 18:36
CYCU Western Acquisition Ventures Corp. 11 Jan 2022 0 $0 3 Underwriter 11 Jan 2022, 16:29
ZVSA Larkspur Health Acquisition Corp. 20 Dec 2021 0 $0 3 10%+ Owner 20 Dec 2021, 12:10
/report/000110465921127694-a-g-p-alliance-global-partners-corp-2021-10-19 Industrial Human Capital, Inc. 19 Oct 2021 0 $0 3 Underwriter 19 Oct 2021, 19:04
/report/000120919121060015-a-g-p-alliance-global-partners-corp-2021-10-07 Mount Rainier Acquisition Corp. 07 Oct 2021 1 $0 4 10%+ Owner 08 Oct 2021, 13:44
/report/000120919121059019-a-g-p-alliance-global-partners-corp-2021-10-04 Mount Rainier Acquisition Corp. 04 Oct 2021 0 $0 3 10%+ Owner 04 Oct 2021, 16:41