Insider Trading & Ownership of A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

Location
Westport, CT
Signature
/s/ John J. Venezia, Chief Compliance Officer
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Ownership of A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC

Symbol Company Relationship Holdings Value Past Year Net Change Change % Report Period
AXH Industrial Human Capital, Inc. Underwriter 19 Oct 2021
ZVSA Larkspur Health Acquisition Corp. 10%+ Owner 08 Mar 2022
RNER Mount Rainier Acquisition Corp. 10%+ Owner 07 Oct 2021
CYCU, CYCUW Western Acquisition Ventures Corp. Underwriter 11 Jan 2022

Insider Transactions Reported by A.G.P. / ALLIANCE GLOBAL PARTNERS, LLC:

Sym Company Class Transaction % Value $ * Price $ Shares Shares After Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.