Thrivent Financial For Lutherans

Insider Reports History

Entity
Company
Location
901 Marquette Avenue, Suite 2500, Minneapolis, Minnesota
Signature
/s/ David S. Royal
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Thrivent Financial For Lutherans:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Thrivent Church Loan & Income Fund 10%+ Owner Class S shares of beneficial interest 2,735,441 $25.1 M $9.16 Aug 17, 2022 Direct
Ares Dynamic Credit Allocation Fund, Inc. 10%+ Owner Series C Mandatory Redeemable Preferred Stock 400,000 $10 M $25.00 Sep 15, 2021 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series B Mandatory Redeemable Preferred Shares 1,000,000 May 22, 2024 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series A 920,000 Oct 2, 2023 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series C 800,000 Oct 2, 2023 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series H Mandatory Redeemable Preferred Shares 800,000 May 22, 2024 Direct
CALAMOS STRATEGIC TOTAL RETURN FUND 10%+ Owner Mandatory Redeemable Preferred Shares, Series C 720,000 Sep 6, 2022 Direct
CALAMOS STRATEGIC TOTAL RETURN FUND 10%+ Owner Mandatory Redeemable Preferred Shares, Series B 660,000 Sep 6, 2022 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series C Mandatory Redeemable Preferred Shares 640,000 May 22, 2024 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series F Mandatory Redeemable Preferred Shares 600,000 May 22, 2024 Direct
CALAMOS CONVERTIBLE & HIGH INCOME FUND 10%+ Owner Series D Mandatory Redeemable Preferred Shares 400,000 Aug 24, 2021 Direct
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 10%+ Owner Series D Mandatory Redeemable Preferred Shares 400,000 Aug 24, 2021 Direct
Ares Dynamic Credit Allocation Fund, Inc. 10%+ Owner Series B Mandatory Redeemable Preferred Stock 360,000 Sep 15, 2021 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series E Mandatory Redeemable Preferred Shares 360,000 May 22, 2024 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series B 320,000 Oct 2, 2023 Direct
Calamos Dynamic Convertible & Income Fund 10%+ Owner Series D Mandatory Redeemable Preferred Shares 200,000 Aug 24, 2021 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series E 200,000 Oct 2, 2023 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series D 160,000 Oct 2, 2023 Direct
FS Credit Opportunities Corp. 10%+ Owner Term Preferred Shares, Series 2029 25,000 May 16, 2024 Direct
CALAMOS STRATEGIC TOTAL RETURN FUND 10%+ Owner Mandatory Redeemable Preferred Shares, Series A 0 $25.01 Sep 6, 2022 Direct

Insider Reports Filed by Thrivent Financial For Lutherans

Symbol Company Period Transactions Value $ Form Type Date Filed Role
CADEX CION Ares Diversified Credit Fund May 22, 2024 1 20,000,000 4 May 23, 2024 10%+ Owner
FSCO FS Credit Opportunities Corp. May 16, 2024 0 0 3 May 17, 2024 10%+ Owner
TAKAX Carlyle Tactical Private Credit Fund Oct 2, 2023 2 9,000,000 4 Oct 3, 2023 10%+ Owner
CADEX CION Ares Diversified Credit Fund Jun 1, 2023 1 15,000,000 4 Jun 2, 2023 10%+ Owner
TAKAX Carlyle Tactical Private Credit Fund Nov 9, 2022 1 9,000,000 4 Nov 10, 2022 10%+ Owner
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND Sep 6, 2022 1 -4,501,800 4 Sep 7, 2022 10%+ Owner
TAKAX Carlyle Tactical Private Credit Fund Sep 1, 2022 1 11,000,000 4 Sep 2, 2022 10%+ Owner
XCLIX Thrivent Church Loan & Income Fund Aug 17, 2022 1 1,100,000 4 Aug 18, 2022 10%+ Owner
XCLIX Thrivent Church Loan & Income Fund May 23, 2022 1 800,000 4 May 24, 2022 10%+ Owner
TAKAX Carlyle Tactical Private Credit Fund May 11, 2022 2 22,000,000 4 May 12, 2022 10%+ Owner
TAKAX Carlyle Tactical Private Credit Fund Mar 7, 2022 0 0 3 Mar 14, 2022 10%+ Owner
CADCX CION Ares Diversified Credit Fund Jan 6, 2022 1 9,000,000 4 Jan 7, 2022 10%+ Owner
CADCX CION Ares Diversified Credit Fund Sep 30, 2021 0 0 3/A Dec 22, 2021 10%+ Owner
ARDC Ares Dynamic Credit Allocation Fund, Inc. Sep 15, 2021 0 0 3/A Dec 22, 2021 10%+ Owner
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND Aug 24, 2021 0 0 3/A Dec 22, 2021 10%+ Owner
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND Aug 24, 2021 0 0 3/A Dec 22, 2021 10%+ Owner
CCD Calamos Dynamic Convertible & Income Fund Aug 24, 2021 0 0 3/A Dec 22, 2021 10%+ Owner