THRIVENT FINANCIAL FOR LUTHERANS

Insider Reports History

Location
Minneapolis, MN
Signature
/s/ David S. Royal
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by THRIVENT FINANCIAL FOR LUTHERANS:

Company Role Class Num Shares Value Price $ Report Date Ownership
Thrivent Church Loan & Income Fund 10%+ Owner Class S shares of beneficial interest 2,735,441 $25,056,636 $9.16 17 Aug 2022 Direct
Ares Dynamic Credit Allocation Fund, Inc. 10%+ Owner Series C Mandatory Redeemable Preferred Stock 400,000 $10,000,000 $25.00 15 Sep 2021 Direct
CALAMOS STRATEGIC TOTAL RETURN FUND 10%+ Owner Mandatory Redeemable Preferred Shares, Series B 0 $0 $25.00 06 Sep 2024 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series B Mandatory Redeemable Preferred Shares 1,000,000 22 May 2024 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series A 920,000 02 Apr 2025 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series C 800,000 02 Apr 2025 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series H Mandatory Redeemable Preferred Shares 800,000 22 May 2024 Direct
CALAMOS STRATEGIC TOTAL RETURN FUND 10%+ Owner Mandatory Redeemable Preferred Shares, Series C 720,000 06 Sep 2024 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series C Mandatory Redeemable Preferred Shares 640,000 22 May 2024 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series K 600,000 02 Apr 2025 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series F Mandatory Redeemable Preferred Shares 600,000 22 May 2024 Direct
CALAMOS CONVERTIBLE & HIGH INCOME FUND 10%+ Owner Series D Mandatory Redeemable Preferred Shares 400,000 24 Aug 2021 Direct
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 10%+ Owner Series D Mandatory Redeemable Preferred Shares 400,000 24 Aug 2021 Direct
Ares Dynamic Credit Allocation Fund, Inc. 10%+ Owner Series B Mandatory Redeemable Preferred Stock 360,000 15 Sep 2021 Direct
CION Ares Diversified Credit Fund 10%+ Owner Series E Mandatory Redeemable Preferred Shares 360,000 22 May 2024 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series B 320,000 02 Apr 2025 Direct
Calamos Dynamic Convertible & Income Fund 10%+ Owner Series D Mandatory Redeemable Preferred Shares 200,000 24 Aug 2021 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series E 200,000 02 Apr 2025 Direct
Carlyle Tactical Private Credit Fund 10%+ Owner Mandatory Redeemable Preferred Shares, Series D 160,000 02 Apr 2025 Direct
FS Credit Opportunities Corp. 10%+ Owner Term Preferred Shares, Series 2029 25,000 16 May 2024 Direct

Insider Reports Filed by THRIVENT FINANCIAL FOR LUTHERANS

Symbol Company Period Transactions Value $ Form Type Role Filing Time
/report/000031498425000033-thrivent-financial-for-lutherans-2025-04-02 Carlyle Tactical Private Credit Fund 02 Apr 2025 1 +$15,000,000 4 10%+ Owner 03 Apr 2025, 14:47
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND 06 Sep 2024 1 +$16,500,000 4 10%+ Owner 09 Oct 2024, 16:44
CADCX CION Ares Diversified Credit Fund 22 May 2024 1 +$20,000,000 4 10%+ Owner 23 May 2024, 10:49
FSCO FS Credit Opportunities Corp. 16 May 2024 0 $0 3 10%+ Owner 17 May 2024, 16:55
/report/000031498423000042-thrivent-financial-for-lutherans-2023-10-02 Carlyle Tactical Private Credit Fund 02 Oct 2023 2 +$9,000,000 4 10%+ Owner 03 Oct 2023, 11:19
CADCX CION Ares Diversified Credit Fund 01 Jun 2023 1 +$15,000,000 4 10%+ Owner 02 Jun 2023, 12:18
/report/000031498422000034-thrivent-financial-for-lutherans-2022-11-09 Carlyle Tactical Private Credit Fund 09 Nov 2022 1 +$9,000,000 4 10%+ Owner 10 Nov 2022, 15:10
CSQ CALAMOS STRATEGIC TOTAL RETURN FUND 06 Sep 2022 1 -$4,501,800 4 10%+ Owner 07 Sep 2022, 16:11
/report/000031498422000028-thrivent-financial-for-lutherans-2022-09-01 Carlyle Tactical Private Credit Fund 01 Sep 2022 1 +$11,000,000 4 10%+ Owner 02 Sep 2022, 11:51
/report/000172141322000019-thrivent-financial-for-lutherans-2022-08-17 Thrivent Church Loan & Income Fund 17 Aug 2022 1 +$1,100,000 4 10%+ Owner 18 Aug 2022, 14:01
/report/000172141322000011-thrivent-financial-for-lutherans-2022-05-23 Thrivent Church Loan & Income Fund 23 May 2022 1 +$800,000 4 10%+ Owner 24 May 2022, 12:33
/report/000031498422000023-thrivent-financial-for-lutherans-2022-05-11 Carlyle Tactical Private Credit Fund 11 May 2022 2 +$22,000,000 4 10%+ Owner 12 May 2022, 10:15
/report/000031498422000022-thrivent-financial-for-lutherans-2022-03-07 Carlyle Tactical Private Credit Fund 07 Mar 2022 0 $0 3 10%+ Owner 14 Mar 2022, 12:07
CADCX CION Ares Diversified Credit Fund 06 Jan 2022 1 +$9,000,000 4 10%+ Owner 07 Jan 2022, 15:08
CADCX CION Ares Diversified Credit Fund 30 Sep 2021 0 $0 3/A 10%+ Owner 22 Dec 2021, 15:33
ARDC Ares Dynamic Credit Allocation Fund, Inc. 15 Sep 2021 0 $0 3/A 10%+ Owner 22 Dec 2021, 15:14
CHI CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND 24 Aug 2021 0 $0 3/A 10%+ Owner 22 Dec 2021, 16:02
CHY CALAMOS CONVERTIBLE & HIGH INCOME FUND 24 Aug 2021 0 $0 3/A 10%+ Owner 22 Dec 2021, 15:58
CCD Calamos Dynamic Convertible & Income Fund 24 Aug 2021 0 $0 3/A 10%+ Owner 22 Dec 2021, 15:53