Thrivent Financial For Lutherans - Jun 1, 2023 Form 4 Insider Report for CION Ares Diversified Credit Fund (CADEX)

Role
10%+ Owner
Signature
David S. Royal
Stock symbol
CADEX
Transactions as of
Jun 1, 2023
Transactions value $
$15,000,000
Form type
4
Date filed
6/2/2023, 12:18 PM
Previous filing
Nov 10, 2022
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CADEX Series F Mandatory Redeemable Preferred Shares Purchase $15M +600K $25.00* 600K Jun 1, 2023 Direct
holding CADEX Series B Mandatory Redeemable Preferred Shares 1M Jun 1, 2023 Direct
holding CADEX Series C Mandatory Redeemable Preferred Shares 640K Jun 1, 2023 Direct
holding CADEX Series E Mandatory Redeemable Preferred Shares 360K Jun 1, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.