Filer Snapshot

Michael J. Smith

CIK 0001872655. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

25

Latest filing

03 Nov 2023

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for SONX. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

Populates from the latest parsed 13F information table.

Open holding

13D/G large stake

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 03 Nov 2023 for CIK 0001872655.

View Source Filing
Identity
Business address
C/O Sonendo, Inc., 2601 Merit Circle, Suite 102, Laguna Hills, CA, 92653
SEC ownership signals
Parsed ownership coverage

Form 3/4/5 holdings value

$238.4K

Estimated from parsed insider ownership filings when values are available.

Filer intelligence

What SEC filings say about Michael J. Smith

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Forms 3/4/5 show insider context for SONX worth $238.4K.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

SONX

02 Nov 2023 · Chief Commercial Officer

$238.4K

Latest update

What changed recently for Michael J. Smith

Ownership report updated

Latest ownership report period: 02 Nov 2023. Open the source-backed page to inspect the fresh filing or facts context.

Update date

03 Nov 2023

Page type

Ownership filings

Latest period

02 Nov 2023

Ownership context was refreshed from SEC Forms 3/4/5 filed on 03 Nov 2023.

SEC filing record

CIK 0001872655 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
25
First seen
28 Oct 2021
Latest filing
03 Nov 2023
Entity
Individual

Observed form types

4 144 4/A 3

Latest Filings

Showing the latest 12 of 25 SEC filings for Michael J. Smith.

4 File 001-40988

PRIMARY DOCUMENT

Filing date
03 Nov 2023
Reporting date
02 Nov 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-40988

PRIMARY DOCUMENT

Filing date
26 Sep 2023
Reporting date
25 Sep 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-40988

PRIMARY DOCUMENT

Filing date
18 Sep 2023
Reporting date
14 Sep 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-40988

PRIMARY DOCUMENT

Filing date
07 Aug 2023
Reporting date
03 Aug 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
144

144 filing

Filing date
02 Aug 2023
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-40988

PRIMARY DOCUMENT

Filing date
27 Jun 2023
Reporting date
26 Jun 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
144

144 filing

Filing date
26 Jun 2023
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-40988

PRIMARY DOCUMENT

Filing date
20 Jun 2023
Reporting date
15 Jun 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
144

144 filing

Filing date
14 Jun 2023
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-40988

PRIMARY DOCUMENT

Filing date
04 May 2023
Reporting date
03 May 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
144

144 filing

Filing date
02 May 2023
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-40988

PRIMARY DOCUMENT

Filing date
28 Mar 2023
Reporting date
27 Mar 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
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