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Lee McCarthy
Filer Snapshot
Lee McCarthy
CIK 0001869684 . SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.
Entity Type
Individual
Total Filings
5
Latest Filing
02 Jan 2026
Industry
n/a
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Open 13F if you want portfolio holdings.
Open 13D/G or insider pages only when this CIK has those rows.
Business address
27 Castilian, Goleta, CA, 93117
Top holdings (ownership)
ALMU
Top holdings (Schedule 13D)
ALMU
Filer intelligence
What SEC filings say about Lee McCarthy
A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.
Quick read
1 recent 13D/G stake row found; top row is ALMU at 1.5% ownership.
Forms 3/4/5 show insider context for ALMU worth $12.34M.
SEC source mix
Counts show available parsed rows, not one combined ownership total.
XML parsed
13F portfolio
No rows yet
Quarterly institutional portfolio holdings.
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13D/G stakes
1 rows
Beneficial ownership and large-stake disclosures.
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Forms 3/4/5
1 rows
Officer, director, and 10% owner holdings or transactions.
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13D/G large-stake context
ALMU
01 Aug 2024 · Common Stock, $0.0001 par value
1.5%
Forms 3/4/5 insider context
ALMU
22 Jun 2021 · 10% owner
$12.34M
Latest update
What changed recently for Lee McCarthy
Ownership report updated
Latest ownership report period: 22 Jun 2021. Open the source-backed page to inspect the fresh filing or facts context.
Update date
02 Jan 2026
Page type
Ownership filings
Latest period
22 Jun 2021
Ownership context was refreshed from SEC Forms 3/4/5 filed on 02 Jan 2026.
Filer Overview
Lee McCarthy has filed 5 SEC EDGAR filings since 25 Jun 2021.
Common forms include 4, SCHEDULE 13D/A, SC 13D, 3.
Latest Filings
Recent SEC filings for Lee McCarthy with direct links to document and filing folders.
4
File 001-42570
4 filing
Filing date
02 Jan 2026
Reporting date
22 Jun 2021
Next action
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SCHEDULE 13D/A
SCHEDULE 13D/A filing
Filing date
02 Jan 2026
Reporting date
Not listed
Next action
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SC 13D
SCHEDULE 13D
Filing date
30 Jun 2021
Reporting date
Not listed
Next action
Verify source filing
4
File 000-56218
4 filing
Filing date
25 Jun 2021
Reporting date
22 Jun 2021
Next action
Verify source filing
3
File 000-56218
3 filing
Filing date
25 Jun 2021
Reporting date
22 Jun 2021
Next action
Verify source filing
About this filer
Lee McCarthy files with the SEC under CIK 0001869684. This page aggregates EDGAR filings and related ownership activity.
FAQ
What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
CIK / security context first
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