Filer Snapshot

Lee McCarthy

CIK 0001869684. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity Type

Individual

Total Filings

5

Latest Filing

02 Jan 2026

Industry

n/a

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  • Open 13F if you want portfolio holdings.
  • Open 13D/G or insider pages only when this CIK has those rows.
Source: SEC Forms 3/4/5

4 filed on 02 Jan 2026 for CIK 0001869684.

View Source Filing
Business address
27 Castilian, Goleta, CA, 93117
Top holdings (ownership)
ALMU
Top holdings (Schedule 13D)
ALMU

Filer intelligence

What SEC filings say about Lee McCarthy

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • 1 recent 13D/G stake row found; top row is ALMU at 1.5% ownership.
  • Forms 3/4/5 show insider context for ALMU worth $12.34M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes 1 rows

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

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13D/G large-stake context

ALMU

01 Aug 2024 · Common Stock, $0.0001 par value

1.5%

Forms 3/4/5 insider context

ALMU

22 Jun 2021 · 10% owner

$12.34M

Latest update

What changed recently for Lee McCarthy

Ownership report updated

Latest ownership report period: 22 Jun 2021. Open the source-backed page to inspect the fresh filing or facts context.

Update date

02 Jan 2026

Page type

Ownership filings

Latest period

22 Jun 2021

Ownership context was refreshed from SEC Forms 3/4/5 filed on 02 Jan 2026.

Filer Overview

Lee McCarthy has filed 5 SEC EDGAR filings since 25 Jun 2021. Common forms include 4, SCHEDULE 13D/A, SC 13D, 3.

Latest Filings

Recent SEC filings for Lee McCarthy with direct links to document and filing folders.

4 File 001-42570

4 filing

Filing date
02 Jan 2026
Reporting date
22 Jun 2021
SEC evidence
Open document Open filing
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SCHEDULE 13D/A

SCHEDULE 13D/A filing

Filing date
02 Jan 2026
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
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SC 13D

SCHEDULE 13D

Filing date
30 Jun 2021
Reporting date
Not listed
SEC evidence
Open document Open filing
Next action
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4 File 000-56218

4 filing

Filing date
25 Jun 2021
Reporting date
22 Jun 2021
SEC evidence
Open document Open filing
Next action
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3 File 000-56218

3 filing

Filing date
25 Jun 2021
Reporting date
22 Jun 2021
SEC evidence
Open document Open filing
Next action
Verify source filing

About this filer

Lee McCarthy files with the SEC under CIK 0001869684. This page aggregates EDGAR filings and related ownership activity.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.
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