Filer Snapshot

Steven L. Richie

CIK 0001831653. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

15

Latest filing

23 Jul 2025

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for CNXC. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

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Largest parsed holding

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Populates from the latest parsed 13F information table.

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13D/G large stake

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No recent parsed 13D/G stake row for this CIK.

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Source: SEC filing 144

144 filed on 23 Jul 2025 for CIK 0001831653.

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SEC ownership signals 1 fact
Ownership evidence
  • Filing families stay separate so 13F portfolio value, 13D/G large stakes, and Forms 3/4/5 owner positions are not blended into one misleading total.
  • Use the linked research paths below to verify each signal against its original SEC filing.

Owner filing value

$3.22M

Estimated from parsed Forms 3/4/5 when the filing discloses enough data.

Portfolio positions

Top parsed positions across ownership filing types.

CNXC LSF
Identity 1 fact
Address
44111 Nobel Drive, Fremont, CA, 94538

Filer intelligence

What SEC filings say about Steven L. Richie

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

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Quick read

  • Forms 3/4/5 show insider context for CNXC worth $2.52M.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

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13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

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Forms 3/4/5 2 rows

Officer, director, and 10% owner holdings or transactions.

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Forms 3/4/5 insider context

CNXC

11 Oct 2021 · EVP, Legal

$2.52M
Issuer page Owner page

LSF

05 Jul 2024 · General Counsel & Secretary

$705.6K
Issuer page Owner page

Latest update

What changed recently for Steven L. Richie

Ownership report updated

Latest ownership report period: 05 Jul 2024. Open the source-backed page to inspect the fresh filing or facts context.

Update date

08 Jul 2024

Page type

Ownership filings

Latest period

05 Jul 2024

Ownership context was refreshed from SEC Forms 3/4/5 filed on 08 Jul 2024.

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SEC filing record

CIK 0001831653 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
15
First seen
06 Nov 2020
Latest filing
23 Jul 2025
Entity
Individual

Observed form types

144 4 3

Primary evidence

Open SEC filing index Steven L. Richie SEC filings Steven L. Richie owner filings

Latest Filings

Showing the latest 12 of 15 SEC filings for Steven L. Richie.

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144

144 filing

Filing date
23 Jul 2025
Reporting date
Not listed
SEC evidence
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4 File 001-39537

070524 RICHIE

Filing date
08 Jul 2024
Reporting date
05 Jul 2024
SEC evidence
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4 File 001-39537

063024 RICHIE

Filing date
03 Jul 2024
Reporting date
30 Jun 2024
SEC evidence
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4 File 001-39537

040324 RICHIE

Filing date
05 Apr 2024
Reporting date
03 Apr 2024
SEC evidence
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4 File 001-39537

PRIMARY DOCUMENT

Filing date
30 Jun 2023
Reporting date
30 Jun 2023
SEC evidence
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4 File 001-39537

PRIMARY DOCUMENT

Filing date
05 Apr 2023
Reporting date
03 Apr 2023
SEC evidence
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4 File 001-39537

PRIMARY DOCUMENT

Filing date
01 Jul 2022
Reporting date
30 Jun 2022
SEC evidence
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3 File 001-39537

PRIMARY DOCUMENT

Filing date
01 Jul 2022
Reporting date
30 Jun 2022
SEC evidence
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4 File 001-39494

FORM 4

Filing date
13 Oct 2021
Reporting date
11 Oct 2021
SEC evidence
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4 File 001-39494

FORM 4

Filing date
12 Oct 2021
Reporting date
07 Oct 2021
SEC evidence
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4 File 001-39494

FORM 4

Filing date
05 Oct 2021
Reporting date
02 Oct 2021
SEC evidence
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4 File 001-39494

FORM 4

Filing date
03 Jun 2021
Reporting date
01 Jun 2021
SEC evidence
Open document Open filing
Next action
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