| Form type | Document | Filing | Description | Filing date | Reporting date | File number(s) |
|---|---|---|---|---|---|---|
| 13F-HR | Open Document | Open Filing | 03 Nov 2025 | 30 Sep 2025 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 05 Aug 2025 | 30 Jun 2025 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 29 Apr 2025 | 31 Mar 2025 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 29 Jan 2025 | 31 Dec 2024 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 14 Nov 2024 | 30 Sep 2024 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 16 Aug 2024 | 30 Jun 2024 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 15 May 2024 | 31 Mar 2024 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 14 Feb 2024 | 31 Dec 2023 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 19 Oct 2023 | 30 Sep 2023 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 27 Jul 2023 | 30 Jun 2023 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 18 Apr 2023 | 31 Mar 2023 | 028-20295 | |
| SC 13G/A | Open Document | Open Filing | TRANSFORM WEALTH, LLC | 02 Feb 2023 | 005-93775 | |
| 13F-HR | Open Document | Open Filing | 31 Jan 2023 | 31 Dec 2022 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 18 Oct 2022 | 30 Sep 2022 | 028-20295 | |
| SC 13G | Open Document | Open Filing | TRANSFORM WEALTH, LLC | 04 Oct 2022 | 005-93775 | |
| 13F-HR | Open Document | Open Filing | 01 Aug 2022 | 30 Jun 2022 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 10 May 2022 | 31 Mar 2022 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 11 Feb 2022 | 31 Dec 2021 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 05 Nov 2021 | 30 Sep 2021 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 05 Aug 2021 | 30 Jun 2021 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 13 May 2021 | 31 Mar 2021 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 12 Feb 2021 | 31 Dec 2020 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 09 Oct 2020 | 30 Sep 2020 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 13 Jul 2020 | 30 Jun 2020 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 09 Jun 2020 | 31 Mar 2020 | 028-20295 | |
| 13F-HR | Open Document | Open Filing | 05 Jun 2020 | 31 Dec 2019 | 028-20295 | |
| APP ORDR | Open Document | Open Filing | 06 Apr 2020 | 812-15034 | ||
| 40-APP/A | Open Document | Open Filing | AMENDED EXEMPTIVE APPLICATION | 23 Sep 2019 | 812-15034 | |
| 40-APP | Open Document | Open Filing | EXEMPTIVE APPLICATION | 17 May 2019 | 812-15034 |