Filer Snapshot

David Ross Kaufman

CIK 0001772595. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.

Entity type

Individual

Total filings

8

Latest filing

18 Jun 2024

Industry

n/a

Filing-backed research brief

Start with the SEC data that changes for this CIK

Latest signal: Forms 3/4/5 owner position for HOOK. Each card links back to the PortfolioSavvy page where the filing evidence is closest.

Largest parsed holding

Populates from the latest parsed 13F information table.

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13D/G large stake

No recent parsed 13D/G stake row for this CIK.

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Source: SEC Forms 3/4/5

4 filed on 18 Jun 2024 for CIK 0001772595.

View source filing
Business address
C/O Hookipa Pharma Inc., 350 Fifth Avenue 72 Nd Floor, New York, NE, 101118

Filer intelligence

What SEC filings say about David Ross Kaufman

A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.

Quick read

  • Forms 3/4/5 show insider context for HOOK.

SEC source mix

Counts show available parsed rows, not one combined ownership total.

XML parsed
13F portfolio No rows yet

Quarterly institutional portfolio holdings.

Open
13D/G stakes No rows yet

Beneficial ownership and large-stake disclosures.

Open
Forms 3/4/5 1 rows

Officer, director, and 10% owner holdings or transactions.

Open

Forms 3/4/5 insider context

HOOK

17 Jun 2024

Latest update

What changed recently for David Ross Kaufman

Ownership report updated

Latest ownership report period: 17 Jun 2024. Open the source-backed page to inspect the fresh filing or facts context.

Update date

18 Jun 2024

Page type

Ownership filings

Latest period

17 Jun 2024

Ownership context was refreshed from SEC Forms 3/4/5 filed on 18 Jun 2024.

SEC filing record

CIK 0001772595 filing coverage

Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.

SEC filings
8
First seen
17 Apr 2019
Latest filing
18 Jun 2024
Entity
Individual

Latest Filings

Showing the latest 8 of 8 SEC filings for David Ross Kaufman.

4 File 001-38869

4 filing

Filing date
18 Jun 2024
Reporting date
17 Jun 2024
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-38869

OWNERSHIP DOCUMENT

Filing date
09 Jun 2023
Reporting date
09 Jun 2023
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-38869

OWNERSHIP DOCUMENT

Filing date
01 Jul 2022
Reporting date
30 Jun 2022
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-38869

OWNERSHIP DOCUMENT

Filing date
04 Jun 2021
Reporting date
01 Jun 2021
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-38869

4

Filing date
23 Oct 2020
Reporting date
21 Oct 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-38869

4

Filing date
19 Jun 2020
Reporting date
18 Jun 2020
SEC evidence
Open document Open filing
Next action
Verify source filing
4 File 001-38869

4

Filing date
24 Apr 2019
Reporting date
17 Apr 2019
SEC evidence
Open document Open filing
Next action
Verify source filing
3 File 001-38869

3

Filing date
17 Apr 2019
Reporting date
17 Apr 2019
SEC evidence
Open document Open filing
Next action
Verify source filing
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